Wellington Shields Capital Management’s Capstead Mortgage Corp. CMO Stock Holding History

Wellington Shields Capital Management’s Portfolio CMO Stock Details CMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,323	Closed	-$108K	–	345
2017 Q2	$108K	Buy	10,323 +6	+0.1%	+$64	0.02%	315
2017 Q1	$109K	Buy	10,317 +6	+0.1%	+$63	0.02%	320
2016 Q4	$105K	Buy	10,311 +8	+0.1%	+$79	0.02%	306
2016 Q3	$97K	Buy	10,303 +7	+0.1%	+$70	0.02%	306
2016 Q2	$100K	Buy	10,296 +7	+0.1%	+$68	0.02%	307
2016 Q1	$102K	Sell	10,289 -25,991	-72%	-$242K	0.02%	301
2015 Q4	$317K	Sell	36,280 -33,993	-48%	-$328K	0.05%	252
2015 Q3	$695K	Sell	70,273 -39,993	-36%	-$434K	0.12%	144
2015 Q2	$1.22M	Buy	110,266 +7	+0%	+$83	0.19%	110
2015 Q1	$1.3M	Buy	110,259 +7	+0%	+$84	0.19%	100
2014 Q4	$1.35M	Sell	110,252 -1,993	-2%	-$25.3K	0.22%	95
2014 Q3	$1.37M	Buy	112,245 +6	+0%	+$78	0.23%	98
2014 Q2	$1.48M	Buy	112,239 +18,006	+19%	+$234K	0.23%	84
2014 Q1	$1.19M	Buy	94,233 +42,006	+80%	+$530K	0.2%	104
2013 Q4	$631K	Sell	52,227 -14,995	-22%	-$179K	0.11%	169
2013 Q3	$791K	Buy	67,222 +6	+0%	+$71	0.15%	134
2013 Q2	$813K	Buy	+67,216	New	+$851K	0.14%	146

Other funds holding CMO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PIM

Paradice Investment Management Denver, Colorado $532M AUM 29.6% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Wellington Shields Capital Management's CMO Position: Q3 2017 in Review

Wellington Shields Capital Management sold out of Capstead Mortgage Corp. (CMO) in Q3 2017, closing a stake of 10,323 shares — an estimated $108K sold.

Wellington Shields Capital Management first reported a position in CMO in Q2 2013 and held it in 17 quarters. The position peaked at $1.48M in Q2 2014. 171 funds tracked by Wall St. Rank hold CMO as of Q3 2017.

Wellington Shields Capital Management reported no remaining Capstead Mortgage Corp. position as of Q3 2017 after selling out during the quarter.
Wellington Shields Capital Management sold 10,323 Capstead Mortgage Corp. shares in Q3 2017, an estimated $108K.
Wellington Shields Capital Management first reported a position in Capstead Mortgage Corp. in Q2 2013 and held it in 17 quarters.
Wellington Shields Capital Management's Capstead Mortgage Corp. position peaked at $1.48M in Q2 2014.
171 funds tracked by Wall St. Rank held Capstead Mortgage Corp. as of Q3 2017.

Based on Wellington Shields Capital Management's 13F filing for Q3 2017, filed 6 Nov 2017.