Weiss Asset Management’s Barings BDC BBDC Stock Holding History

Weiss Asset Management’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-629,144	Closed	-$6.47M	–	212
2019 Q4	$6.47M	Sell	629,144 -12,900	-2%	-$132K	0.52%	42
2019 Q3	$6.52M	Hold	642,044	–	–	0.62%	43
2019 Q2	$6.32M	Buy	+642,044	New	+$6.4M	0.47%	49
2018 Q4	–	Sell	-525,304	Closed	-$5.26M	–	458
2018 Q3	$5.26M	Sell	525,304 -352,361	-40%	-$3.87M	0.46%	56
2018 Q2	$10.1M	Buy	+877,665	New	+$10.1M	1.14%	32

Other funds holding BBDC

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Dimension Capital Management Coral Gables, Florida $712M AUM 18.57% 1-Year Est. Return

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return