WBI Investments’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

WBI Investments’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-67,170	Closed	-$1.92M	–	355
2018 Q2	$1.92M	Buy	67,170 +21,810	+48%	+$617K	0.1%	131
2018 Q1	$1.24M	Buy	+45,360	New	+$1.28M	0.06%	141

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

CWM

Cornerstone Wealth Management St. Peters, Missouri $2.33B AUM 25.21% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LNC

Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

WBI Investments's CSML Position: Q3 2018 in Review

WBI Investments sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q3 2018, closing a stake of 67,170 shares — an estimated $1.92M sold.

WBI Investments first reported a position in CSML in Q1 2018 and held it in 2 quarters. The position peaked at $1.92M in Q2 2018. 41 funds tracked by Wall St. Rank hold CSML as of Q3 2018.

WBI Investments reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q3 2018 after selling out during the quarter.
WBI Investments sold 67,170 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q3 2018, an estimated $1.92M.
WBI Investments first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q1 2018 and held it in 2 quarters.
WBI Investments's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $1.92M in Q2 2018.
41 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q3 2018.

Based on WBI Investments's 13F filing for Q3 2018, filed 31 Oct 2018.