Waverly Advisors’s NUVEEN QUALITY INCOME MUNI FD NQU Stock Holding History

Waverly Advisors’s Portfolio NQU Stock Details NQU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-3,320	Closed	-$45K	–	459
2015 Q3	$45K	Hold	3,320	–	–	0.03%	152
2015 Q2	$44K	Hold	3,320	–	–	0.03%	156
2015 Q1	$47K	Hold	3,320	–	–	0.02%	131
2014 Q4	$46K	Hold	3,320	–	–	0.02%	128
2014 Q3	$45K	Sell	3,320 -1,625	-33%	-$22.5K	0.02%	232
2014 Q2	$68K	Hold	4,945	–	–	0.03%	196
2014 Q1	$66K	Hold	4,945	–	–	0.03%	193
2013 Q4	$61K	Buy	4,945 +1,625	+49%	+$19.9K	0.02%	304
2013 Q3	$42K	Buy	+3,320	New	+$41.7K	0.02%	277

Other funds holding NQU

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RCM

Robinson Capital Management Grosse Pointe Farms, Michigan $239M AUM 0.62% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Waverly Advisors's NQU Position: Q4 2015 in Review

Waverly Advisors sold out of NUVEEN QUALITY INCOME MUNI FD (NQU) in Q4 2015, closing a stake of 3,320 shares — an estimated $45K sold.

Waverly Advisors first reported a position in NQU in Q3 2013 and held it in 9 quarters. The position peaked at $68K in Q2 2014. 88 funds tracked by Wall St. Rank hold NQU as of Q4 2015.

Waverly Advisors reported no remaining NUVEEN QUALITY INCOME MUNI FD position as of Q4 2015 after selling out during the quarter.
Waverly Advisors sold 3,320 NUVEEN QUALITY INCOME MUNI FD shares in Q4 2015, an estimated $45K.
Waverly Advisors first reported a position in NUVEEN QUALITY INCOME MUNI FD in Q3 2013 and held it in 9 quarters.
Waverly Advisors's NUVEEN QUALITY INCOME MUNI FD position peaked at $68K in Q2 2014.
88 funds tracked by Wall St. Rank held NUVEEN QUALITY INCOME MUNI FD as of Q4 2015.

Based on Waverly Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.