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WCM

Waterstone Capital Management Portfolio holdings

AUM $98.6M
1-Year Est. Return 19.4%
This Fund
S&P 500
This Quarter Est. Return
+5.46%
1 Year Est. Return
+19.4%
3 Year Est. Return
+23.38%
5 Year Est. Return
+49.41%
10 Year Est. Return
–
AUM
$138M
AUM Growth
-$17.4M
Cap. Flow
-$57.6M
Cap. Flow %
-41.89%
Top 10 Hldgs %
93.2%
Holding
20
New
2
Increased
4
Reduced
3
Closed
5

Top Buys

Rank Stock Value
1
ANTX
Anthem, Inc.
ANTX
+$16.6M
2
HOLX
Hologic
HOLX
+$2.22M
3
OZK icon
Bank OZK
OZK
+$1.3M
4
TER icon
Teradyne
TER
+$928K
5
ILMN icon
Illumina
ILMN
+$783K

Top Sells

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$17.4M
2
NMIH icon
NMI Holdings
NMIH
+$7.02M
3
SVU
SUPERVALU Inc.
SVU
+$5.44M
4
CWEN.A
Clearway Energy Class A
CWEN.A
+$5.24M
5
KR icon
Kroger
KR
+$3.32M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.25%
2 Healthcare 15.34%
3 Technology 12.15%
4 Financials 5.28%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG.PRU
1
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$24.8M 18%
485,137
– –
HOLX
2
DELISTED
Hologic
HOLX
$19.1M 13.89%
446,800
+55,600
+14% +$2.22M
ANTX
3
DELISTED
Anthem, Inc.
ANTX
$17.1M 12.44%
+305,572
New +$16.6M
TER icon
4
Teradyne
TER
$55.6B
$10.7M 7.79%
255,900
+22,500
+10% +$928K
WELL.PRI
5
DELISTED
Welltower Inc.
WELL.PRI
$6.89M 5.01%
114,440
– –
CTXS
6
DELISTED
Citrix Systems Inc
CTXS
$6M 4.36%
68,200
– –
STBZ
7
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$5.91M 4.3%
198,135
– –
CWEN.A
8
DELISTED
Clearway Energy Class A
CWEN.A
$3.59M 2.61%
190,559
-278,581
-59% -$5.24M
KR icon
9
Kroger
KR
$35.3B
$2.27M 1.65%
82,500
-142,500
-63% -$3.32M
NBR icon
10
Nabors Industries
NBR
$1.4B
$2.15M 1.56%
6,292
+300
+5% +$95.6K
ILMN icon
11
Illumina
ILMN
$32.7B
$2M 1.46%
9,418
+3,804
+68% +$783K
SFM icon
12
Sprouts Farmers Market
SFM
$7.65B
$1.58M 1.15%
65,000
-60,000
-48% -$1.27M
OZK icon
13
Bank OZK
OZK
$5.38B
$1.36M 0.99%
+28,000
New +$1.3M
NMIH icon
14
NMI Holdings
NMIH
$3.36B
– –
-566,301
Closed -$7.02M
SFS
15
DELISTED
Smart & Final Stores, Inc.
SFS
– –
-127,615
Closed -$1M
SVU
16
DELISTED
SUPERVALU Inc.
SVU
– –
-250,000
Closed -$5.44M
ARNC.PRB
17
DELISTED
Arconic Inc.
ARNC.PRB
– –
-446,743
Closed -$17.4M
STL
18
DELISTED
Sterling Bancorp
STL
– –
-13,935
Closed -$343K

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SIG
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Waterstone Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Waterstone Capital Management held 20 positions worth $138M, down 11% from $155M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

Waterstone Capital Management withdrew a net $57.6M in Q4 2017, closing 5 positions and reducing 3 holdings. Its most notable exit was Arconic Inc., an estimated $17.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 57% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Waterstone Capital Management opened a new position in Anthem, Inc. worth $17.1M.

  • Waterstone Capital Management's largest Q4 2017 buy was Anthem, Inc.: 305,572 shares worth $17.1M.
  • Waterstone Capital Management added most to Hologic in Q4 2017, an estimated $2.22M increase.
  • Waterstone Capital Management's biggest Q4 2017 reduction was Clearway Energy Class A, cutting an estimated $5.24M.
  • Waterstone Capital Management fully exited Arconic Inc. in Q4 2017, selling an estimated $17.4M.
  • Waterstone Capital Management's ten largest holdings make up 93% of its $138M portfolio in Q4 2017.
  • Waterstone Capital Management opened 2 new positions and closed 5 in Q4 2017.
  • Waterstone Capital Management's portfolio value fell 11% quarter-over-quarter to $138M.

Based on Waterstone Capital Management's 13F filing for Q4 2017, filed 13 Feb 2018.