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Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$341M
AUM Growth
+$1.98M
Cap. Flow
+$11.9M
Cap. Flow %
3.49%
Top 10 Hldgs %
35.66%
Holding
248
New
42
Increased
86
Reduced
47
Closed
67

Top Buys

Rank Stock Value
1
DUBS icon
Aptus Large Cap Enhanced Yield ETF
DUBS
+$8.11M
2
IDUB icon
Aptus International Enhanced Yield ETF
IDUB
+$6.49M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.29M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.4M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$3.04M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.07M
3
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$5.05M
4
IGRO icon
iShares International Dividend Growth ETF
IGRO
+$4.06M
5
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.51M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 3.17%
3 Consumer Staples 1.8%
4 Energy 1.35%
5 Healthcare 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQT icon
201
EQT Corp
EQT
$33.2B
– –
-5,489
Closed -$226K
ETN icon
202
Eaton
ETN
$157B
– –
-1,116
Closed -$224K
FLRN icon
203
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
– –
-18,649
Closed -$572K
FTI icon
204
TechnipFMC
FTI
$30.6B
– –
-11,863
Closed -$197K
GE icon
205
GE Aerospace
GE
$367B
– –
-4,198
Closed -$368K
GNRC icon
206
Generac Holdings
GNRC
$11.9B
– –
-1,609
Closed -$240K
GSY icon
207
Invesco Ultra Short Duration ETF
GSY
$3.82B
– –
-4,483
Closed -$223K
IAU icon
208
iShares Gold Trust
IAU
$63B
– –
-31,831
Closed -$1.16M
IEI icon
209
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-2,596
Closed -$299K
INSP icon
210
Inspire Medical Systems
INSP
$1.42B
– –
-673
Closed -$218K
IQDG icon
211
WisdomTree International Quality Dividend Growth Fund
IQDG
$696M
– –
-7,061
Closed -$243K
JBL icon
212
Jabil
JBL
$32.8B
– –
-2,505
Closed -$270K
LMT icon
213
Lockheed Martin
LMT
$134B
– –
-449
Closed -$207K
LUV icon
214
Southwest Airlines
LUV
$22.1B
– –
-7,071
Closed -$256K
MANH icon
215
Manhattan Associates
MANH
$8.97B
– –
-1,339
Closed -$268K
MDB icon
216
MongoDB
MDB
$24B
– –
-696
Closed -$286K
MRSH
217
Marsh
MRSH
$86.3B
– –
-1,527
Closed -$287K
MRK icon
218
Merck
MRK
$324B
– –
-1,779
Closed -$205K
NEE icon
219
NextEra Energy
NEE
$187B
– –
-2,728
Closed -$202K
OEF icon
220
iShares S&P 100 ETF
OEF
$19.8B
– –
-4,828
Closed -$1,000K
PAG icon
221
Penske Automotive Group
PAG
$14.3B
– –
-1,817
Closed -$303K
PEN icon
222
Penumbra
PEN
$12.5B
– –
-633
Closed -$218K
PGX icon
223
Invesco Preferred ETF
PGX
$3.84B
– –
-18,474
Closed -$210K
PWR icon
224
Quanta Services
PWR
$93.9B
– –
-1,203
Closed -$236K
RACE icon
225
Ferrari
RACE
$63.3B
– –
-1,243
Closed -$404K
6 7 8
9
10

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SMA
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Waterloo Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Waterloo Capital held 248 positions worth $341M, up 0.58% from $339M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Waterloo Capital deployed $11.9M of net new capital in Q3 2023, opening 42 new positions and adding to 86 existing holdings. Its largest new stake was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $10.7M trimmed.

  • Waterloo Capital's largest Q3 2023 buy was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.
  • Waterloo Capital added most to Aptus International Enhanced Yield ETF in Q3 2023, an estimated $6.49M increase.
  • Waterloo Capital's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • Waterloo Capital fully exited iShares MSCI EAFE ETF in Q3 2023, selling an estimated $3.03M.
  • Waterloo Capital's ten largest holdings make up 36% of its $341M portfolio in Q3 2023.
  • Waterloo Capital opened 42 new positions and closed 67 in Q3 2023.
  • Waterloo Capital's portfolio value rose 0.58% quarter-over-quarter to $341M.

Based on Waterloo Capital's 13F filing for Q3 2023, filed 14 Nov 2023.