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Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$341M
AUM Growth
+$1.98M
Cap. Flow
+$11.9M
Cap. Flow %
3.49%
Top 10 Hldgs %
35.66%
Holding
248
New
42
Increased
86
Reduced
47
Closed
67

Top Buys

Rank Stock Value
1
DUBS icon
Aptus Large Cap Enhanced Yield ETF
DUBS
+$8.11M
2
IDUB icon
Aptus International Enhanced Yield ETF
IDUB
+$6.49M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.29M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.4M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$3.04M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.07M
3
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$5.05M
4
IGRO icon
iShares International Dividend Growth ETF
IGRO
+$4.06M
5
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.51M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 3.17%
3 Consumer Staples 1.8%
4 Energy 1.35%
5 Healthcare 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLUE icon
126
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$377K 0.11%
4,157
+86
+2% +$8.11K
INFL icon
127
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
$374K 0.11%
12,290
-112,075
-90% -$3.51M
MDYV icon
128
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$366K 0.11%
+5,636
New +$387K
SCHM icon
129
Schwab US Mid-Cap ETF
SCHM
$14.6B
$363K 0.11%
16,074
-2,418
-13% -$57.3K
SCHV
130
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$362K 0.11%
16,860
+93
+0.6% +$2.09K
BAB icon
131
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$359K 0.11%
14,201
+6,116
+76% +$159K
FEP icon
132
First Trust Europe AlphaDEX Fund
FEP
$513M
$354K 0.1%
+10,729
New +$371K
HD icon
133
Home Depot
HD
$332B
$353K 0.1%
1,169
-1,053
-47% -$339K
QQQE icon
134
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$351K 0.1%
4,693
-322
-6% -$24.9K
SHV icon
135
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$347K 0.1%
3,139
-2,427
-44% -$268K
ORCL icon
136
Oracle
ORCL
$331B
$345K 0.1%
3,258
+1,047
+47% +$121K
ACN icon
137
Accenture
ACN
$89.9B
$340K 0.1%
1,106
+446
+68% +$141K
FEM icon
138
First Trust Emerging Markets AlphaDEX Fund
FEM
$745M
$340K 0.1%
+16,282
New +$355K
NFLX icon
139
Netflix
NFLX
$292B
$332K 0.1%
8,790
-2,930
-25% -$124K
COST icon
140
Costco
COST
$415B
$329K 0.1%
582
-416
-42% -$230K
FDN icon
141
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$325K 0.1%
+2,034
New +$338K
VDE icon
142
Vanguard Energy ETF
VDE
$10.1B
$322K 0.09%
2,544
-6,199
-71% -$759K
SGOV icon
143
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$313K 0.09%
3,113
-4,193
-57% -$421K
FXN icon
144
First Trust Energy AlphaDEX Fund
FXN
$398M
$313K 0.09%
+17,942
New +$307K
IGHG icon
145
ProShares Investment Grade-Interest Rate Hedged
IGHG
$323M
$308K 0.09%
4,158
+25
+0.6% +$1.83K
ISRG icon
146
Intuitive Surgical
ISRG
$121B
$298K 0.09%
1,019
-877
-46% -$274K
VIGI icon
147
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$297K 0.09%
4,159
+852
+26% +$63.4K
FANG icon
148
Diamondback Energy
FANG
$57.6B
$295K 0.09%
1,906
+244
+15% +$36K
XLI icon
149
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$293K 0.09%
2,887
-18,916
-87% -$2.02M
NEAR icon
150
iShares Short Maturity Bond ETF
NEAR
$4.8B
$287K 0.08%
5,748
-2,507
-30% -$125K
4 5
6
7 8

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PPC
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KCMH
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APCM
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NI
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ADL
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SCA
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SMA
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Waterloo Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Waterloo Capital held 248 positions worth $341M, up 0.58% from $339M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Waterloo Capital deployed $11.9M of net new capital in Q3 2023, opening 42 new positions and adding to 86 existing holdings. Its largest new stake was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $10.7M trimmed.

  • Waterloo Capital's largest Q3 2023 buy was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.
  • Waterloo Capital added most to Aptus International Enhanced Yield ETF in Q3 2023, an estimated $6.49M increase.
  • Waterloo Capital's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • Waterloo Capital fully exited iShares MSCI EAFE ETF in Q3 2023, selling an estimated $3.03M.
  • Waterloo Capital's ten largest holdings make up 36% of its $341M portfolio in Q3 2023.
  • Waterloo Capital opened 42 new positions and closed 67 in Q3 2023.
  • Waterloo Capital's portfolio value rose 0.58% quarter-over-quarter to $341M.

Based on Waterloo Capital's 13F filing for Q3 2023, filed 14 Nov 2023.