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WC

Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$341M
AUM Growth
+$1.98M
Cap. Flow
+$11.9M
Cap. Flow %
3.49%
Top 10 Hldgs %
35.66%
Holding
248
New
42
Increased
86
Reduced
47
Closed
67

Top Buys

Rank Stock Value
1
DUBS icon
Aptus Large Cap Enhanced Yield ETF
DUBS
+$8.11M
2
IDUB icon
Aptus International Enhanced Yield ETF
IDUB
+$6.49M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.29M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.4M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$3.04M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.07M
3
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$5.05M
4
IGRO icon
iShares International Dividend Growth ETF
IGRO
+$4.06M
5
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.51M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 3.17%
3 Consumer Staples 1.8%
4 Energy 1.35%
5 Healthcare 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDP
76
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$777K 0.23%
31,433
+15,188
+93% +$374K
SCHB icon
77
Schwab US Broad Market ETF
SCHB
$42.8B
$764K 0.22%
45,987
-10,479
-19% -$181K
XLV icon
78
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$756K 0.22%
5,874
+312
+6% +$41.4K
IEF icon
79
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$754K 0.22%
8,235
-7,536
-48% -$711K
VB icon
80
Vanguard Small-Cap ETF
VB
$79.5B
$738K 0.22%
3,905
+148
+4% +$29.5K
OMFL icon
81
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$716K 0.21%
15,628
-34,222
-69% -$1.66M
XOM icon
82
ExxonMobil
XOM
$651B
$708K 0.21%
6,022
+2,038
+51% +$224K
META icon
83
Meta Platforms (Facebook)
META
$1.51T
$697K 0.2%
2,322
-385
-14% -$116K
IGRO icon
84
iShares International Dividend Growth ETF
IGRO
$1.27B
$688K 0.2%
11,604
-65,701
-85% -$4.06M
GOVT icon
85
iShares US Treasury Bond ETF
GOVT
$43.6B
$663K 0.19%
30,083
+10,876
+57% +$245K
AOR icon
86
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$650K 0.19%
13,158
+3,164
+32% +$161K
GOOG icon
87
Alphabet (Google) Class C
GOOG
$3.9T
$648K 0.19%
4,915
+1,340
+37% +$174K
VO icon
88
Vanguard Mid-Cap ETF
VO
$106B
$648K 0.19%
12,440
+2,276
+22% +$125K
TIP icon
89
iShares TIPS Bond ETF
TIP
$14.5B
$631K 0.19%
6,082
+1,151
+23% +$122K
FNX icon
90
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$606K 0.18%
+6,575
New +$635K
IYH icon
91
iShares US Healthcare ETF
IYH
$3.11B
$597K 0.18%
11,060
-5
-0% -$279
PG icon
92
Procter & Gamble
PG
$343B
$597K 0.18%
4,095
+260
+7% +$39.7K
FTCS icon
93
First Trust Capital Strength ETF
FTCS
$7.88B
$585K 0.17%
+7,951
New +$602K
FVD icon
94
First Trust Value Line Dividend Fund
FVD
$8.29B
$571K 0.17%
+15,283
New +$604K
CVX icon
95
Chevron
CVX
$388B
$556K 0.16%
3,296
+1,431
+77% +$231K
RDVY icon
96
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$546K 0.16%
11,879
-20,048
-63% -$958K
GLD icon
97
SPDR Gold Trust
GLD
$131B
$517K 0.15%
3,015
+1,181
+64% +$211K
FTSM icon
98
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$514K 0.15%
+8,657
New +$516K
VTI icon
99
Vanguard Total Stock Market ETF
VTI
$654B
$496K 0.15%
2,337
+1,043
+81% +$231K
XLF icon
100
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$493K 0.14%
14,850
+1,976
+15% +$68.1K
2 3
4
5 6

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PPC
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KCMH
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APCM
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NI
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ADL
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SCA
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SMA
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Waterloo Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Waterloo Capital held 248 positions worth $341M, up 0.58% from $339M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Waterloo Capital deployed $11.9M of net new capital in Q3 2023, opening 42 new positions and adding to 86 existing holdings. Its largest new stake was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $10.7M trimmed.

  • Waterloo Capital's largest Q3 2023 buy was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.
  • Waterloo Capital added most to Aptus International Enhanced Yield ETF in Q3 2023, an estimated $6.49M increase.
  • Waterloo Capital's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • Waterloo Capital fully exited iShares MSCI EAFE ETF in Q3 2023, selling an estimated $3.03M.
  • Waterloo Capital's ten largest holdings make up 36% of its $341M portfolio in Q3 2023.
  • Waterloo Capital opened 42 new positions and closed 67 in Q3 2023.
  • Waterloo Capital's portfolio value rose 0.58% quarter-over-quarter to $341M.

Based on Waterloo Capital's 13F filing for Q3 2023, filed 14 Nov 2023.