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WC

Waterloo Capital Portfolio holdings

AUM $1.78B
1-Year Est. Return 27.25%
This Fund
S&P 500
This Quarter Est. Return
-10.03%
1 Year Est. Return
+27.25%
3 Year Est. Return
+79.77%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$141M
AUM Growth
–
Cap. Flow
+$156M
Cap. Flow %
110.48%
Top 10 Hldgs %
40.36%
Holding
154
New
154
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
DRSK icon
Aptus Defined Risk ETF
DRSK
+$13.9M
2
ADME icon
Aptus Behavioral Momentum ETF
ADME
+$9.01M
3
ACIO icon
Aptus Collared Investment Opportunity ETF
ACIO
+$7.87M
4
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$5.63M
5
OSCV icon
Opus Small Cap Value ETF
OSCV
+$5.43M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 77.63%
2 Technology 7.84%
3 Consumer Discretionary 4.12%
4 Financials 2.52%
5 Consumer Staples 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
76
Merck
MRK
$371B
$446K 0.32%
+6,069
New +$477K
MSCI icon
77
MSCI
MSCI
$41.7B
$446K 0.32%
+1,544
New +$437K
CWB icon
78
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$441K 0.31%
+9,220
New +$501K
AOM icon
79
iShares Core Moderate Allocation ETF
AOM
$1.8B
$440K 0.31%
+11,964
New +$469K
XLV icon
80
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$428K 0.3%
+4,832
New +$469K
QQQE icon
81
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.45B
$425K 0.3%
+9,152
New +$487K
AMD icon
82
Advanced Micro Devices
AMD
$780B
$418K 0.3%
+9,200
New +$443K
MNA icon
83
NYLIM Merger Arbitrage ETF
MNA
$257M
$410K 0.29%
+13,588
New +$439K
SHY icon
84
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
$392K 0.28%
+4,519
New +$386K
VCIT icon
85
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$69.6B
$391K 0.28%
+4,490
New +$408K
GOOGL icon
86
Alphabet (Google) Class A
GOOGL
$4.14T
$389K 0.28%
+6,700
New +$454K
NFRA icon
87
Northern Trust STOXX Global Broad Infrastructure ETF
NFRA
$3.08B
$374K 0.27%
+8,644
New +$441K
VMBS icon
88
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.8B
$359K 0.25%
+6,578
New +$352K
GSIE icon
89
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$352K 0.25%
+15,261
New +$422K
SPHQ icon
90
Invesco S&P 500 Quality ETF
SPHQ
$18.9B
$352K 0.25%
+11,769
New +$408K
MUNI icon
91
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$346K 0.25%
+6,335
New +$349K
SCHR
92
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.4B
$345K 0.24%
+11,728
New +$331K
LRCX icon
93
Lam Research
LRCX
$385B
$344K 0.24%
+14,330
New +$413K
LMBS icon
94
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.47B
$341K 0.24%
+6,679
New +$347K
SNPS icon
95
Synopsys
SNPS
$75.5B
$341K 0.24%
+2,648
New +$377K
WMT icon
96
Walmart Inc
WMT
$850B
$341K 0.24%
+9,015
New +$347K
BND icon
97
Vanguard Total Bond Market
BND
$163B
$334K 0.24%
+3,913
New +$332K
PG icon
98
Procter & Gamble
PG
$340B
$326K 0.23%
+2,960
New +$355K
IEMG icon
99
iShares Core MSCI Emerging Markets ETF
IEMG
$165B
$325K 0.23%
+8,033
New +$394K
CTXS
100
DELISTED
Citrix Systems Inc
CTXS
$325K 0.23%
+2,296
New +$274K
2 3
4
5 6

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CIA
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NIP
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ESBC
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CFM
Catalyst Funds Management Sydney NSW, Australia $1.78B AUM 107.3% 1-Year Est. Return
FDP
Financiere des Professionnels Montreal, Quebec, Canada $1.77B AUM 34.52% 1-Year Est. Return
CC
Covalis Capital London, United Kingdom $1.77B AUM 26.68% 1-Year Est. Return

Waterloo Capital's Q1 2020 Portfolio in Review

Q1 2020 is the first quarter with a 13F filing on record for Waterloo Capital, which disclosed 154 positions worth $141M. Its ten largest holdings account for 40% of the portfolio.

Its largest position is Aptus Defined Risk ETF: 495,578 shares worth $13.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 78% of assets, followed by Technology and Consumer Discretionary.

  • Waterloo Capital's largest Q1 2020 buy was Aptus Defined Risk ETF: 495,578 shares worth $13.9M.
  • Waterloo Capital's ten largest holdings make up 40% of its $141M portfolio in Q1 2020.
  • Waterloo Capital disclosed 154 positions in Q1 2020, its first 13F filing on record.

Based on Waterloo Capital's 13F filing for Q1 2020, filed 1 Jun 2020.