We are live on ! Find out more
WC

Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$341M
AUM Growth
+$1.98M
Cap. Flow
+$11.9M
Cap. Flow %
3.49%
Top 10 Hldgs %
35.66%
Holding
248
New
42
Increased
86
Reduced
47
Closed
67

Top Buys

Rank Stock Value
1
DUBS icon
Aptus Large Cap Enhanced Yield ETF
DUBS
+$8.11M
2
IDUB icon
Aptus International Enhanced Yield ETF
IDUB
+$6.49M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.29M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.4M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$3.04M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.07M
3
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$5.05M
4
IGRO icon
iShares International Dividend Growth ETF
IGRO
+$4.06M
5
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.51M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 3.17%
3 Consumer Staples 1.8%
4 Energy 1.35%
5 Healthcare 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
51
Adobe
ADBE
$89.5B
$1.43M 0.42%
2,806
+120
+4% +$63K
UNH icon
52
UnitedHealth
UNH
$382B
$1.39M 0.41%
2,765
+316
+13% +$156K
PXD
53
DELISTED
Pioneer Natural Resource Co.
PXD
$1.39M 0.41%
6,053
+879
+17% +$200K
LMBS icon
54
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$1.35M 0.4%
+28,555
New +$1.36M
PGR icon
55
Progressive
PGR
$124B
$1.31M 0.38%
9,413
+2,407
+34% +$317K
BR icon
56
Broadridge
BR
$17.2B
$1.29M 0.38%
7,205
+325
+5% +$57.6K
TSLA icon
57
Tesla
TSLA
$1.24T
$1.25M 0.37%
5,010
+2,349
+88% +$603K
XLK icon
58
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1.25M 0.37%
15,288
+1,460
+11% +$125K
FTA icon
59
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$1.24M 0.36%
+19,153
New +$1.3M
ROP icon
60
Roper Technologies
ROP
$36.3B
$1.23M 0.36%
2,545
+146
+6% +$71.6K
CPRT icon
61
Copart
CPRT
$25.9B
$1.19M 0.35%
27,639
-6,641
-19% -$295K
WMT icon
62
Walmart Inc
WMT
$871B
$1.19M 0.35%
+22,332
New +$1.19M
CHE icon
63
Chemed
CHE
$6.78B
$1.16M 0.34%
2,227
+341
+18% +$177K
NVDA icon
64
NVIDIA
NVDA
$5.01T
$1.15M 0.34%
26,500
-1,450
-5% -$65K
JPST icon
65
JPMorgan Ultra-Short Income ETF
JPST
$40B
$1.1M 0.32%
21,887
+13,462
+160% +$674K
JEPI icon
66
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$1.01M 0.3%
18,775
+3,221
+21% +$177K
FDT icon
67
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$970K 0.28%
+19,311
New +$1.01M
QQQ icon
68
Invesco QQQ Trust
QQQ
$455B
$939K 0.28%
2,620
+184
+8% +$68.2K
TFLO icon
69
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
$929K 0.27%
18,311
-5,183
-22% -$262K
AMT icon
70
American Tower
AMT
$77.7B
$852K 0.25%
5,182
+1,337
+35% +$244K
FSIG icon
71
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
$844K 0.25%
+45,898
New +$852K
FTC icon
72
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$842K 0.25%
+8,701
New +$876K
BRK.B icon
73
Berkshire Hathaway Class B
BRK.B
$1.07T
$831K 0.24%
2,372
+1,021
+76% +$362K
TOTL icon
74
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$816K 0.24%
+21,118
New +$838K
SCHG icon
75
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$814K 0.24%
44,760
-1,188
-3% -$22.4K
1 2
3
4 5

Similar funds

IHG
Insight Holdings Group New York $1.42B AUM 41.03% 1-Year Est. Return
PPC
Park Presidio Capital San Francisco, California $1.43B AUM 21.33% 1-Year Est. Return
KCMH
Kontiki Capital Management (HK) Hong Kong $1.43B AUM 9.81% 1-Year Est. Return
APCM
Alaska Permanent Capital Management Anchorage, Alaska $1.43B AUM 13.12% 1-Year Est. Return
NI
Nextech Invest Zurich, Switzerland $1.42B AUM 304.47% 1-Year Est. Return
ADL
Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return

Waterloo Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Waterloo Capital held 248 positions worth $341M, up 0.58% from $339M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Waterloo Capital deployed $11.9M of net new capital in Q3 2023, opening 42 new positions and adding to 86 existing holdings. Its largest new stake was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $10.7M trimmed.

  • Waterloo Capital's largest Q3 2023 buy was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.
  • Waterloo Capital added most to Aptus International Enhanced Yield ETF in Q3 2023, an estimated $6.49M increase.
  • Waterloo Capital's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • Waterloo Capital fully exited iShares MSCI EAFE ETF in Q3 2023, selling an estimated $3.03M.
  • Waterloo Capital's ten largest holdings make up 36% of its $341M portfolio in Q3 2023.
  • Waterloo Capital opened 42 new positions and closed 67 in Q3 2023.
  • Waterloo Capital's portfolio value rose 0.58% quarter-over-quarter to $341M.

Based on Waterloo Capital's 13F filing for Q3 2023, filed 14 Nov 2023.