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WC

Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$341M
AUM Growth
+$1.98M
Cap. Flow
+$11.9M
Cap. Flow %
3.49%
Top 10 Hldgs %
35.66%
Holding
248
New
42
Increased
86
Reduced
47
Closed
67

Top Buys

Rank Stock Value
1
DUBS icon
Aptus Large Cap Enhanced Yield ETF
DUBS
+$8.11M
2
IDUB icon
Aptus International Enhanced Yield ETF
IDUB
+$6.49M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.29M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.4M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$3.04M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.07M
3
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$5.05M
4
IGRO icon
iShares International Dividend Growth ETF
IGRO
+$4.06M
5
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.51M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 3.17%
3 Consumer Staples 1.8%
4 Energy 1.35%
5 Healthcare 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
26
PepsiCo
PEP
$186B
$3.76M 1.1%
22,200
+121
+0.5% +$22K
SCHX icon
27
Schwab US Large- Cap ETF
SCHX
$70.9B
$3.43M 1.01%
203,634
+6
+0% +$105
USIG icon
28
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$2.97M 0.87%
+61,816
New +$3.04M
SPHY icon
29
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$2.97M 0.87%
+132,425
New +$3.01M
XLE icon
30
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.88M 0.84%
63,690
+57,688
+961% +$2.52M
DXJ icon
31
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$2.5M 0.73%
28,375
+24,673
+666% +$2.1M
CGDV icon
32
Capital Group Dividend Value ETF
CGDV
$36.6B
$2.48M 0.73%
+93,650
New +$2.56M
MINT icon
33
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.44M 0.71%
24,327
+17,413
+252% +$1.74M
XLC icon
34
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$2.43M 0.71%
37,097
+25,205
+212% +$1.68M
SPLV icon
35
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$2.43M 0.71%
41,256
-7,029
-15% -$434K
SPY icon
36
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$2.42M 0.71%
5,651
-606
-10% -$270K
IJH icon
37
iShares Core S&P Mid-Cap ETF
IJH
$123B
$2.37M 0.7%
47,545
+3,070
+7% +$161K
GOOGL icon
38
Alphabet (Google) Class A
GOOGL
$3.91T
$2.27M 0.67%
17,365
+1,954
+13% +$253K
INDA icon
39
iShares MSCI India ETF
INDA
$6.71B
$2.21M 0.65%
50,048
+44,656
+828% +$1.97M
BX icon
40
Blackstone
BX
$104B
$2.08M 0.61%
19,413
-3,231
-14% -$336K
FSK icon
41
FS KKR Capital
FSK
$2.98B
$1.88M 0.55%
95,681
-1,980
-2% -$39.6K
SCHA icon
42
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$1.88M 0.55%
90,788
+7,852
+9% +$172K
BKAG icon
43
BNY Mellon Core Bond ETF
BKAG
$2.13B
$1.81M 0.53%
+44,969
New +$1.85M
V icon
44
Visa
V
$677B
$1.65M 0.48%
7,168
+251
+4% +$60.3K
JPM icon
45
JPMorgan Chase
JPM
$939B
$1.59M 0.47%
10,985
+1,068
+11% +$160K
AMZN icon
46
Amazon
AMZN
$2.5T
$1.57M 0.46%
12,390
-1,437
-10% -$193K
AVGO icon
47
Broadcom
AVGO
$1.82T
$1.53M 0.45%
18,410
+1,270
+7% +$110K
BKLN icon
48
Invesco Senior Loan ETF
BKLN
$7.1B
$1.5M 0.44%
+71,468
New +$1.5M
SPTI icon
49
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$1.49M 0.44%
+54,020
New +$1.51M
VWOB icon
50
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$1.46M 0.43%
+24,706
New +$1.51M
1
2
3 4 5

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KCMH
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APCM
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SMA
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Waterloo Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Waterloo Capital held 248 positions worth $341M, up 0.58% from $339M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Waterloo Capital deployed $11.9M of net new capital in Q3 2023, opening 42 new positions and adding to 86 existing holdings. Its largest new stake was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $10.7M trimmed.

  • Waterloo Capital's largest Q3 2023 buy was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.
  • Waterloo Capital added most to Aptus International Enhanced Yield ETF in Q3 2023, an estimated $6.49M increase.
  • Waterloo Capital's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • Waterloo Capital fully exited iShares MSCI EAFE ETF in Q3 2023, selling an estimated $3.03M.
  • Waterloo Capital's ten largest holdings make up 36% of its $341M portfolio in Q3 2023.
  • Waterloo Capital opened 42 new positions and closed 67 in Q3 2023.
  • Waterloo Capital's portfolio value rose 0.58% quarter-over-quarter to $341M.

Based on Waterloo Capital's 13F filing for Q3 2023, filed 14 Nov 2023.