We are live on ! Find out more
WC

Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$618M
AUM Growth
+$277M
Cap. Flow
+$232M
Cap. Flow %
37.61%
Top 10 Hldgs %
21.91%
Holding
397
New
216
Increased
113
Reduced
35
Closed
26

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.88M
2
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.79M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.17M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$5.37M
5
WMT icon
Walmart Inc
WMT
+$5M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$2.67M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.44M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$2.37M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.3M
5
DRSK icon
Aptus Defined Risk ETF
DRSK
+$1.93M

Sector Composition

Rank Sector Weight
1 Technology 7.87%
2 Financials 6.46%
3 Real Estate 3.72%
4 Consumer Discretionary 3.54%
5 Healthcare 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
376
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
– –
-6,575
Closed -$606K
FSIG icon
377
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
– –
-45,898
Closed -$844K
FTA icon
378
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
– –
-19,153
Closed -$1.24M
FTC icon
379
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
– –
-8,701
Closed -$842K
FTSM icon
380
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
– –
-8,657
Closed -$514K
FTXO icon
381
First Trust Nasdaq Bank ETF
FTXO
$305M
– –
-11,850
Closed -$245K
FXH icon
382
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
– –
-4,638
Closed -$451K
FXN icon
383
First Trust Energy AlphaDEX Fund
FXN
$398M
– –
-17,942
Closed -$313K
IEF icon
384
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-8,235
Closed -$754K
MDYV icon
385
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
– –
-5,636
Closed -$366K
MINT icon
386
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-24,327
Closed -$2.44M
NEAR icon
387
iShares Short Maturity Bond ETF
NEAR
$4.8B
– –
-5,748
Closed -$287K
NFRA icon
388
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.02B
– –
-4,267
Closed -$207K
PDBC icon
389
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
– –
-14,980
Closed -$224K
RDVY icon
390
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
– –
-11,879
Closed -$546K
TDIV icon
391
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
– –
-6,837
Closed -$383K
TFLO icon
392
iShares Treasury Floating Rate Bond ETF
TFLO
$6.56B
– –
-18,311
Closed -$929K
TLH icon
393
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
– –
-2,149
Closed -$212K
UCON icon
394
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
– –
-15,996
Closed -$382K
VWOB icon
395
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
– –
-24,706
Closed -$1.46M
XLB icon
396
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
– –
-6,272
Closed -$246K
IBDP
397
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
– –
-31,433
Closed -$777K
12 13 14 15
16

Similar funds

IHG
Insight Holdings Group New York $1.42B AUM 41.03% 1-Year Est. Return
PPC
Park Presidio Capital San Francisco, California $1.43B AUM 21.33% 1-Year Est. Return
KCMH
Kontiki Capital Management (HK) Hong Kong $1.43B AUM 9.81% 1-Year Est. Return
APCM
Alaska Permanent Capital Management Anchorage, Alaska $1.43B AUM 13.12% 1-Year Est. Return
NI
Nextech Invest Zurich, Switzerland $1.42B AUM 304.47% 1-Year Est. Return
ADL
Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return

Waterloo Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Waterloo Capital held 397 positions worth $618M, up 81% from $341M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Waterloo Capital deployed $232M of net new capital in Q4 2023, opening 216 new positions and adding to 113 existing holdings. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 218,870 shares worth $5.5M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.2% a quarter earlier, followed by Financials and Real Estate.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $2.67M trimmed.

  • Waterloo Capital's largest Q4 2023 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 218,870 shares worth $5.5M.
  • Waterloo Capital added most to iShares MSCI USA Quality Factor ETF in Q4 2023, an estimated $7.88M increase.
  • Waterloo Capital's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $2.67M.
  • Waterloo Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2023, selling an estimated $2.44M.
  • Waterloo Capital's ten largest holdings make up 22% of its $618M portfolio in Q4 2023.
  • Waterloo Capital opened 216 new positions and closed 26 in Q4 2023.
  • Waterloo Capital's portfolio value rose 81% quarter-over-quarter to $618M.

Based on Waterloo Capital's 13F filing for Q4 2023, filed 13 Feb 2024.