We are live on ! Find out more
WC

Waterloo Capital Portfolio holdings

AUM $1.42B
1-Year Est. Return 21.08%
This Fund
S&P 500
This Quarter Est. Return
-2.5%
1 Year Est. Return
+21.08%
3 Year Est. Return
+64.97%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$341M
AUM Growth
+$1.98M
Cap. Flow
+$11.9M
Cap. Flow %
3.49%
Top 10 Hldgs %
35.66%
Holding
248
New
42
Increased
86
Reduced
47
Closed
67

Top Buys

Rank Stock Value
1
DUBS icon
Aptus Large Cap Enhanced Yield ETF
DUBS
+$8.11M
2
IDUB icon
Aptus International Enhanced Yield ETF
IDUB
+$6.49M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.29M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.4M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$3.04M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.7M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.07M
3
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$5.05M
4
IGRO icon
iShares International Dividend Growth ETF
IGRO
+$4.06M
5
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$3.51M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 3.17%
3 Consumer Staples 1.8%
4 Energy 1.35%
5 Healthcare 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
226
Royal Caribbean
RCL
$79.7B
– –
-2,421
Closed -$251K
RH icon
227
RH
RH
$3.42B
– –
-708
Closed -$233K
RSG icon
228
Republic Services
RSG
$67.4B
– –
-1,329
Closed -$204K
SBUX icon
229
Starbucks
SBUX
$119B
– –
-2,138
Closed -$212K
SCHF icon
230
Schwab International Equity ETF
SCHF
$65.8B
– –
-17,184
Closed -$306K
SCHH icon
231
Schwab US REIT ETF
SCHH
$11.7B
– –
-10,845
Closed -$212K
SHW icon
232
Sherwin-Williams
SHW
$80.4B
– –
-1,434
Closed -$381K
SMH icon
233
VanEck Semiconductor ETF
SMH
$65.6B
– –
-1,975
Closed -$301K
SPGI icon
234
S&P Global
SPGI
$130B
– –
-680
Closed -$273K
SPOT icon
235
Spotify
SPOT
$100B
– –
-1,386
Closed -$223K
SPTS icon
236
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
– –
-13,621
Closed -$392K
TGLS icon
237
Tecnoglass
TGLS
$2.02B
– –
-3,974
Closed -$205K
TLT icon
238
iShares 20+ Year Treasury Bond ETF
TLT
$42.7B
– –
-2,357
Closed -$243K
TTWO icon
239
Take-Two Interactive
TTWO
$44.4B
– –
-2,241
Closed -$330K
TYL icon
240
Tyler Technologies
TYL
$13B
– –
-574
Closed -$239K
USMV icon
241
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
– –
-4,033
Closed -$300K
WMB icon
242
Williams Companies
WMB
$87.1B
– –
-8,467
Closed -$276K
WM icon
243
Waste Management
WM
$96.1B
– –
-1,294
Closed -$224K
WST icon
244
West Pharmaceutical
WST
$23.5B
– –
-572
Closed -$219K
XHB icon
245
State Street SPDR S&P Homebuilders ETF
XHB
$1.68B
– –
-4,769
Closed -$383K
XLU icon
246
State Street Utilities Select Sector SPDR ETF
XLU
$23.6B
– –
-7,664
Closed -$251K
RCM
247
DELISTED
R1 RCM Inc. Common Stock
RCM
– –
-14,790
Closed -$273K
SWN
248
DELISTED
Southwestern Energy Company
SWN
– –
-19,889
Closed -$120K
6 7 8 9
10

Similar funds

IHG
Insight Holdings Group New York $1.42B AUM 41.03% 1-Year Est. Return
PPC
Park Presidio Capital San Francisco, California $1.43B AUM 21.33% 1-Year Est. Return
KCMH
Kontiki Capital Management (HK) Hong Kong $1.43B AUM 9.81% 1-Year Est. Return
APCM
Alaska Permanent Capital Management Anchorage, Alaska $1.43B AUM 13.12% 1-Year Est. Return
NI
Nextech Invest Zurich, Switzerland $1.42B AUM 304.47% 1-Year Est. Return
ADL
Asset Dedication LLC San Francisco, California $1.43B AUM 22.07% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return

Waterloo Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Waterloo Capital held 248 positions worth $341M, up 0.58% from $339M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Waterloo Capital deployed $11.9M of net new capital in Q3 2023, opening 42 new positions and adding to 86 existing holdings. Its largest new stake was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, down from 6.8% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $10.7M trimmed.

  • Waterloo Capital's largest Q3 2023 buy was Aptus Large Cap Enhanced Yield ETF: 317,102 shares worth $7.82M.
  • Waterloo Capital added most to Aptus International Enhanced Yield ETF in Q3 2023, an estimated $6.49M increase.
  • Waterloo Capital's biggest Q3 2023 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $10.7M.
  • Waterloo Capital fully exited iShares MSCI EAFE ETF in Q3 2023, selling an estimated $3.03M.
  • Waterloo Capital's ten largest holdings make up 36% of its $341M portfolio in Q3 2023.
  • Waterloo Capital opened 42 new positions and closed 67 in Q3 2023.
  • Waterloo Capital's portfolio value rose 0.58% quarter-over-quarter to $341M.

Based on Waterloo Capital's 13F filing for Q3 2023, filed 14 Nov 2023.