WIC

Water Island Capital Portfolio holdings

AUM $571M
1-Year Return 45.35%
This Quarter Return
+26.54%
1 Year Return
+45.35%
3 Year Return
+384.72%
5 Year Return
+1,594.77%
10 Year Return
+15,701.9%
AUM
$1.18B
AUM Growth
+$88.9M
Cap. Flow
+$21.9M
Cap. Flow %
1.86%
Top 10 Hldgs %
58.83%
Holding
123
New
42
Increased
16
Reduced
19
Closed
24

Top Buys

1
ACIA
Acacia Communications, Inc. Common Stock
ACIA
$76.7M
2
NBL
Noble Energy, Inc.
NBL
$72M
3
WLFC icon
Willis Lease Finance
WLFC
$65.3M
4
NGHC
National General Holdings Corp
NGHC
$64.8M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$44.6M

Top Sells

1
LOGM
LogMein, Inc.
LOGM
$134M
2
LM
Legg Mason, Inc.
LM
$105M
3
TIF
Tiffany & Co.
TIF
$105M
4
ADSW
Advanced Disposal Services, Inc.
ADSW
$52M
5
WTW icon
Willis Towers Watson
WTW
$51.8M

Sector Composition

1 Financials 24.38%
2 Healthcare 13.06%
3 Industrials 11.84%
4 Technology 11.13%
5 Communication Services 6.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HECCU
101
DELISTED
Hudson Executive Investment Corp. Units
HECCU
– –
-200,000
Closed -$2.04M
TPCO
102
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-11,000
Closed -$110K
GIK.U
103
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
– –
-105,000
Closed -$1.05M
QEP
104
DELISTED
QEP RESOURCES, INC.
QEP
– –
0
– –
FVAC.U
105
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
– –
-105,000
Closed -$1.08M
SPAQ.WS
106
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
– –
-100,000
Closed -$795K
CNXM
107
DELISTED
CNX Midstream Partners LP
CNXM
– –
-14,000
Closed -$93K
LOGM
108
DELISTED
LogMein, Inc.
LOGM
– –
-1,581,143
Closed -$134M
FSCT
109
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-114,623
Closed -$2.43M
LM
110
DELISTED
Legg Mason, Inc.
LM
– –
-2,107,836
Closed -$105M
NS
111
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
TREB.U
112
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-120,000
Closed -$1.25M
ADSW
113
DELISTED
Advanced Disposal Services, Inc.
ADSW
– –
-1,724,525
Closed -$52M
PTLA
114
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-2,347,489
Closed -$42.2M
IBKC
115
DELISTED
IBERIABANK Corp
IBKC
– –
-445,248
Closed -$20.3M
MEET
116
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-11,503
Closed -$72K
NLSN
117
DELISTED
Nielsen Holdings plc
NLSN
– –
0
– –
1 2 3 4
5