WIC

Water Island Capital Portfolio holdings

AUM $571M
This Quarter Return
+25.94%
1 Year Return
+45.35%
3 Year Return
+384.72%
5 Year Return
+1,594.77%
10 Year Return
+15,701.9%
AUM
$1.77B
AUM Growth
+$1.77B
Cap. Flow
+$155M
Cap. Flow %
8.79%
Top 10 Hldgs %
37.49%
Holding
129
New
35
Increased
20
Reduced
16
Closed
32

Top Buys

1
AVLR
Avalara, Inc.
AVLR
$53.4M
2
ONEM
1Life Healthcare, Inc. Common Stock
ONEM
$48M
3
SWIR
Sierra Wireless
SWIR
$44.4M
4
GBT
Global Blood Therapeutics, Inc.
GBT
$44.2M
5
PING
Ping Identity Holding Corp.
PING
$43.5M

Top Sells

1
MNDT
Mandiant, Inc. Common Stock
MNDT
$69.8M
2
WBT
Welbilt, Inc.
WBT
$64.9M
3
CDK
CDK Global, Inc.
CDK
$56M
4
POLY
Plantronics, Inc.
POLY
$52.5M
5
VG
Vonage Holdings Corporation
VG
$50.5M

Sector Composition

1 Technology 32.91%
2 Healthcare 12.14%
3 Financials 10.68%
4 Communication Services 10.41%
5 Industrials 9.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OEF icon
76
iShares S&P 100 ETF
OEF
$21.9B
– –
0
– –
OXY icon
77
Occidental Petroleum
OXY
$47.3B
– –
-4,250
Closed -$250K
PACB icon
78
Pacific Biosciences
PACB
$384M
– –
-44,549
Closed -$197K
PARR icon
79
Par Pacific Holdings
PARR
$1.76B
– –
0
– –
SPY icon
80
SPDR S&P 500 ETF Trust
SPY
$653B
– –
0
– –
U icon
81
Unity
U
$16.7B
– –
0
– –
UNIT
82
Uniti Group
UNIT
$1.44B
– –
0
– –
WCC icon
83
WESCO International
WCC
$10.7B
– –
0
– –
WW
84
DELISTED
WW International
WW
– –
-139,411
Closed -$27.5M
XPO icon
85
XPO
XPO
$14.9B
– –
0
– –
XRX icon
86
Xerox
XRX
$482M
– –
0
– –
ML.WS
87
DELISTED
MoneyLion Inc. Warrants, each whole warrant exercisable 1/30th of a share of Class A common stock at an exercise price of $345.00 per whole share
ML.WS
$0 ﹤0.01%
338,520
– –
ZEV.WS
88
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$0 ﹤0.01%
53,913
– –
AUY
89
DELISTED
Yamana Gold, Inc.
AUY
– –
-1,182,400
Closed -$5.5M
IS
90
DELISTED
ironSource Ltd.
IS
– –
0
– –
GCP
91
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-39,294
Closed -$1.23M
MANT
92
DELISTED
Mantech International Corp
MANT
– –
-209,755
Closed -$20M
CTT
93
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-753,561
Closed -$7.58M
HMTV
94
DELISTED
Hemisphere Media Group, Inc.
HMTV
– –
-51,447
Closed -$393K
MNDT
95
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-3,197,128
Closed -$69.8M
POLY
96
DELISTED
Plantronics, Inc.
POLY
– –
-1,323,459
Closed -$52.5M
TUFN
97
DELISTED
Tufin Software Technologies Ltd.
TUFN
– –
-845,985
Closed -$10.6M
RTLR
98
DELISTED
Rattler Midstream LP Common Units
RTLR
– –
-67,973
Closed -$928K
TPTX
99
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-369,417
Closed -$27.8M
SAIL
100
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-693,752
Closed -$43.5M
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4
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