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WIC

Water Island Capital Portfolio holdings

AUM $896M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
+17.69%
1 Year Est. Return
+107.59%
3 Year Est. Return
+414.38%
5 Year Est. Return
+1,508.7%
10 Year Est. Return
+23,520.93%
AUM
$1.8B
AUM Growth
-$788M
Cap. Flow
-$897M
Cap. Flow %
-49.82%
Top 10 Hldgs %
76.21%
Holding
118
New
58
Increased
5
Reduced
4
Closed
44

Top Buys

Rank Stock Value
1
PRGO icon
Perrigo
PRGO
+$165M
2
HTSI
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
+$156M
3
SNTS
SANTARUS INC
SNTS
+$139M
4
VPHM
VIROPHARMA INC
VPHM
+$111M
5
STSA
STERLING FINL CORP (WA) COM NEW
STSA
+$64.8M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$210M
2
FIRE
SOURCEFIRE INC COM STK
FIRE
+$172M
3
NVE
NV ENERGY, INC
NVE
+$139M
4
DELL
DELL INC
DELL
+$125M
5
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$123M

Sector Composition

Rank Sector Weight
1 Industrials 10.9%
2 Healthcare 10.77%
3 Consumer Staples 8.67%
4 Financials 8.59%
5 Energy 3.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLC
76
DELISTED
BELO CORP SER A
BLC
– –
-4,391,386
Closed -$60.2M
STEI
77
DELISTED
STEWART ENTERPRISES INC CL-A
STEI
– –
-4,486,777
Closed -$59M
NVE
78
DELISTED
NV ENERGY, INC
NVE
– –
-5,866,689
Closed -$139M
ELN
79
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-7,901,701
Closed -$123M
PSE
80
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
– –
-913,478
Closed -$40.4M
MAKO
81
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-500,000
Closed -$1.13M
MOLX
82
DELISTED
MOLEX INC
MOLX
– –
-2,195,276
Closed -$84.5M
SHFL
83
DELISTED
SHFL ENTMT INC
SHFL
– –
-1,895,947
Closed -$43.6M
NTSC
84
DELISTED
NATL TECHNICAL SYS INC
NTSC
– –
-636,956
Closed -$14.6M
ROCM
85
DELISTED
ROCHESTER MEDICAL CORP
ROCM
– –
-518,984
Closed -$10.4M
NYX
86
DELISTED
NYSE EURONEXT INC
NYX
– –
-4,996,051
Closed -$210M
LSE
87
DELISTED
CAPLEASE, INC
LSE
– –
-7,653,725
Closed -$65M
OMX
88
DELISTED
OFFICEMAX INCORPORATED
OMX
– –
-880,657
Closed -$11.3M
GWAY
89
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
– –
-12,000
Closed -$1.8M
SKS
90
DELISTED
SAKS INCORPORATED
SKS
– –
-6,457,743
Closed -$103M
DOLE
91
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-2,177,699
Closed -$29.7M
DOLE
92
PUT
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-33,700
Closed -$1K
DELL
93
DELISTED
DELL INC
DELL
– –
-9,111,954
Closed -$125M
BZ
94
DELISTED
BOISE INC COM STK (DE)
BZ
– –
-28,825
Closed -$363K
OPTR
95
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-2,939,810
Closed -$37M
TMS
96
DELISTED
TMS INTERNATIONAL CORP CLASS A COM STK
TMS
– –
-217,508
Closed -$3.79M
BKR
97
DELISTED
BAKER MICHAEL CORP
BKR
– –
-812,918
Closed -$32.9M
ASTX
98
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-2,291,426
Closed -$19.4M
RUE
99
DELISTED
RUE21 INC COM STK (DE)
RUE
– –
-1,539,131
Closed -$62.1M
RUE
100
PUT
DELISTED
RUE21 INC COM STK (DE)
RUE
– –
-83,200
Closed -$81K
1 2 3
4
5

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Water Island Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Water Island Capital held 118 positions worth $1.8B, down 30% from $2.59B the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Water Island Capital withdrew a net $897M in Q4 2013, closing 44 positions and reducing 4 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $210M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 11% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Water Island Capital opened a new position in Perrigo worth $176M.

  • Water Island Capital's largest Q4 2013 buy was Perrigo: 1,148,075 shares worth $176M.
  • Water Island Capital added most to STERLING FINL CORP (WA) COM NEW in Q4 2013, an estimated $64.8M increase.
  • Water Island Capital's biggest Q4 2013 reduction was HUDSON CITY BANCORP INC, cutting an estimated $16.7M.
  • Water Island Capital fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $210M.
  • Water Island Capital's ten largest holdings make up 76% of its $1.8B portfolio in Q4 2013.
  • Water Island Capital opened 58 new positions and closed 44 in Q4 2013.
  • Water Island Capital's portfolio value fell 30% quarter-over-quarter to $1.8B.

Based on Water Island Capital's 13F filing for Q4 2013, filed 14 Feb 2014.