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WIC

Water Island Capital Portfolio holdings

AUM $896M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
+12.79%
1 Year Est. Return
+107.59%
3 Year Est. Return
+414.38%
5 Year Est. Return
+1,508.7%
10 Year Est. Return
+23,520.93%
AUM
$2.59B
AUM Growth
+$534M
Cap. Flow
+$441M
Cap. Flow %
17.05%
Top 10 Hldgs %
54.55%
Holding
88
New
32
Increased
14
Reduced
5
Closed
30

Top Buys

Rank Stock Value
1
FIRE
SOURCEFIRE INC COM STK
FIRE
+$162M
2
DELL
DELL INC
DELL
+$123M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$118M
4
NVE
NV ENERGY, INC
NVE
+$104M
5
SKS
SAKS INCORPORATED
SKS
+$101M

Top Sells

Rank Stock Value
1
LUFK
LUFKIN IND INC
LUFK
+$174M
2
ET
EXACTTARGET INC COM STK (DE)
ET
+$160M
3
GDI
GARDNER DENVER,INC
GDI
+$134M
4
BMC
BMC SOFTWARE, INC
BMC
+$118M
5
BKI
BUCKEYE TECHNOLOGY INC
BKI
+$91.8M

Sector Composition

Rank Sector Weight
1 Financials 11.71%
2 Healthcare 9.02%
3 Consumer Discretionary 8.24%
4 Industrials 6.68%
5 Utilities 5.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRLG
76
DELISTED
TRUE RELIGION APPAREL INC
TRLG
– –
-1,336,394
Closed -$42.3M
ET
77
DELISTED
EXACTTARGET INC COM STK (DE)
ET
– –
-4,738,807
Closed -$160M
NTSP
78
DELISTED
NETSPEND HLDGS INC COM STK
NTSP
– –
-3,852,668
Closed -$61.5M
LUFK
79
DELISTED
LUFKIN IND INC
LUFK
– –
-1,967,004
Closed -$174M
STEC
80
DELISTED
STEC INC COM STK
STEC
– –
-608,010
Closed -$4.08M
STL
81
DELISTED
STERLING BANCORP
STL
– –
-1,155,852
Closed -$13.4M
1 2 3
4

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WP
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BFFIM
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SFM
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Water Island Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Water Island Capital held 88 positions worth $2.59B, up 26% from $2.05B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Water Island Capital deployed $441M of net new capital in Q3 2013, opening 32 new positions and adding to 14 existing holdings. Its largest new stake was SOURCEFIRE INC COM STK: 2,261,617 shares worth $172M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was OFFICEMAX INCORPORATED, an estimated $27.6M trimmed.

  • Water Island Capital's largest Q3 2013 buy was SOURCEFIRE INC COM STK: 2,261,617 shares worth $172M.
  • Water Island Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $118M increase.
  • Water Island Capital's biggest Q3 2013 reduction was OFFICEMAX INCORPORATED, cutting an estimated $27.6M.
  • Water Island Capital fully exited LUFKIN IND INC in Q3 2013, selling an estimated $174M.
  • Water Island Capital's ten largest holdings make up 55% of its $2.59B portfolio in Q3 2013.
  • Water Island Capital opened 32 new positions and closed 30 in Q3 2013.
  • Water Island Capital's portfolio value rose 26% quarter-over-quarter to $2.59B.

Based on Water Island Capital's 13F filing for Q3 2013, filed 14 Nov 2013.