WIC

Water Island Capital Portfolio holdings

AUM $571M
1-Year Return 45.35%
This Quarter Return
+12.69%
1 Year Return
+45.35%
3 Year Return
+384.72%
5 Year Return
+1,594.77%
10 Year Return
+15,701.9%
AUM
$1.97B
AUM Growth
+$162M
Cap. Flow
+$155M
Cap. Flow %
7.84%
Top 10 Hldgs %
34.57%
Holding
133
New
30
Increased
23
Reduced
11
Closed
43

Top Buys

1
WW
WW International
WW
$69.3M
2
HMHC
Houghton Mifflin Harcourt Company
HMHC
$60.4M
3
MNDT
Mandiant, Inc. Common Stock
MNDT
$59.1M
4
PLAN
Anaplan, Inc.
PLAN
$57.9M
5
Y
Alleghany Corporation
Y
$57.8M

Top Sells

1
INFO
IHS Markit Ltd. Common Shares
INFO
$153M
2
XLNX
Xilinx Inc
XLNX
$150M
3
WTW icon
Willis Towers Watson
WTW
$139M
4
NUAN
Nuance Communications, Inc.
NUAN
$120M
5
CONE
CyrusOne Inc Common Stock
CONE
$78.1M

Sector Composition

1 Technology 30.67%
2 Industrials 14.54%
3 Communication Services 10.8%
4 Consumer Discretionary 7.04%
5 Financials 6.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MGP
51
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$982K 0.05%
+25,375
New +$982K
FOE
52
DELISTED
Ferro Corporation
FOE
$976K 0.05%
44,887
+33,524
+295% +$729K
FBC
53
DELISTED
Flagstar Bancorp, Inc. New
FBC
$916K 0.05%
21,594
+13,974
+183% +$593K
BKKT icon
54
Bakkt Holdings
BKKT
$122M
$870K 0.04%
5,648
– –
OCDX
55
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
$507K 0.03%
+27,188
New +$507K
TLMD
56
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$454K 0.02%
+151,803
New +$454K
XENT
57
DELISTED
Intersect ENT, Inc
XENT
$444K 0.02%
15,866
+11,980
+308% +$335K
IIN
58
DELISTED
IntriCon Corporation
IIN
$424K 0.02%
+17,775
New +$424K
AMD icon
59
Advanced Micro Devices
AMD
$245B
$415K 0.02%
+3,800
New +$415K
ZLAB icon
60
Zai Lab
ZLAB
$3.42B
$308K 0.02%
7,000
+6,000
+600% +$264K
PACB icon
61
Pacific Biosciences
PACB
$381M
$273K 0.01%
+30,000
New +$273K
FIVN icon
62
FIVE9
FIVN
$2.06B
$265K 0.01%
2,400
-3,194
-57% -$353K
PRTK
63
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$163K 0.01%
54,868
-1,104
-2% -$3.28K
UPH
64
DELISTED
UpHealth, Inc.
UPH
$106K 0.01%
9,762
– –
BIRD icon
65
Allbirds
BIRD
$51M
$60K ﹤0.01%
500
+400
+400% +$48K
FRTX
66
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
$27K ﹤0.01%
2,222
– –
ACM icon
67
Aecom
ACM
$16.8B
– –
-2,000
Closed -$155K
BGS icon
68
B&G Foods
BGS
$374M
– –
0
– –
CP icon
69
Canadian Pacific Kansas City
CP
$70.3B
– –
-1,293
Closed -$93K
KAR icon
70
Openlane
KAR
$3.09B
– –
0
– –
LNW icon
71
Light & Wonder
LNW
$7.48B
– –
0
– –
MKSI icon
72
MKS Inc. Common Stock
MKSI
$7.02B
– –
0
– –
OXY icon
73
Occidental Petroleum
OXY
$45.2B
– –
-12,000
Closed -$348K
PENN icon
74
PENN Entertainment
PENN
$2.99B
– –
-1,014
Closed -$53K
PINS icon
75
Pinterest
PINS
$25.8B
– –
-5,900
Closed -$214K
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3
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