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WIC

Water Island Capital Portfolio holdings

AUM $896M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+107.59%
3 Year Est. Return
+414.38%
5 Year Est. Return
+1,508.7%
10 Year Est. Return
+23,520.93%
AUM
$1.74B
AUM Growth
-$156M
Cap. Flow
-$55.4M
Cap. Flow %
-3.19%
Top 10 Hldgs %
60.23%
Holding
112
New
37
Increased
14
Reduced
6
Closed
42

Top Buys

Rank Stock Value
1
FIVN icon
FIVE9
FIVN
+$125M
2
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$47.3M
3
KSU
Kansas City Southern
KSU
+$44M
4
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$43.3M
5
SAFM
Sanderson Farms Inc
SAFM
+$39.2M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$105M
2
MXIM
Maxim Integrated Products
MXIM
+$105M
3
WORK
Slack Technologies, Inc.
WORK
+$100M
4
WTW icon
Willis Towers Watson
WTW
+$98.3M
5
GRA
W.R. Grace & Co.
GRA
+$73.5M

Sector Composition

Rank Sector Weight
1 Industrials 24.73%
2 Technology 20.5%
3 Healthcare 12.14%
4 Communication Services 9.96%
5 Real Estate 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDMN
51
DELISTED
Kadmon Holdings, Inc.
KDMN
$179K 0.01%
+20,534
New +$117K
VICI icon
52
CALL
VICI Properties
VICI
$29.4B
$79K ﹤0.01%
+451,000
New +$13.7M
XLRN
53
CALL
DELISTED
Acceleron Pharma
XLRN
$66K ﹤0.01%
+73,000
New +$9.55M
LNW
54
CALL
DELISTED
Light & Wonder
LNW
$63K ﹤0.01%
11,500
-11,000
-49% -$775K
KOR
55
DELISTED
Corvus Gold Inc. Common Shares
KOR
$36K ﹤0.01%
+11,172
New +$34.7K
ZM icon
56
CALL
Zoom
ZM
$30.6B
$32K ﹤0.01%
+374,600
New +$126M
OPLN
57
CALL
Openlane
OPLN
$4.54B
$20K ﹤0.01%
+21,500
New +$363K
SPY icon
58
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$19K ﹤0.01%
20,000
– –
DSEY
59
CALL
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
$9K ﹤0.01%
+13,000
New +$215K
KRA
60
CALL
DELISTED
Kraton Corporation
KRA
$9K ﹤0.01%
+13,200
New +$524K
TRIL
61
CALL
DELISTED
Trillium Therapeutics Inc.
TRIL
$7K ﹤0.01%
+273,200
New +$3.19M
ACM icon
62
Aecom
ACM
$9.75B
– –
-4,500
Closed -$285K
AON icon
63
CALL
Aon
AON
$76B
– –
-222,700
Closed -$762K
BKKT icon
64
Bakkt Inc
BKKT
$337M
– –
-808
Closed -$202K
CHPT icon
65
PUT
ChargePoint
CHPT
$161M
– –
-5,245
Closed -$10K
CTRA
66
CALL
DELISTED
Coterra Energy
CTRA
– –
-787,400
Closed -$610K
DNB
67
CALL
DELISTED
Dun & Bradstreet
DNB
– –
-11,400
Closed -$1K
MIDD icon
68
CALL
Middleby
MIDD
$6.08B
– –
-146,800
Closed -$654K
PARR icon
69
CALL
Par Pacific Holdings
PARR
$3.32B
– –
-10,000
Closed -$21K
PFGC icon
70
CALL
Performance Food Group
PFGC
$18B
– –
-275,700
Closed -$269K
PIFI icon
71
PUT
ClearShares Piton Intermediate Fixed Income ETF
PIFI
$97.9M
– –
-290,200
Closed -$69K
STEM icon
72
PUT
Stem
STEM
$52.7M
– –
-6,750
Closed -$17K
WBD icon
73
Warner Bros
WBD
$67.1B
– –
-12,450
Closed -$382K
WTW icon
74
Willis Towers Watson
WTW
$32B
– –
-427,516
Closed -$98.3M
SOLY
75
DELISTED
Soliton, Inc.
SOLY
– –
-315,069
Closed -$7.09M
1 2
3
4 5

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Water Island Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Water Island Capital held 112 positions worth $1.74B, down 8.3% from $1.89B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Water Island Capital withdrew a net $55.4M in Q3 2021, closing 42 positions and reducing 6 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $105M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Water Island Capital opened a new position in FIVE9 worth $110M.

  • Water Island Capital's largest Q3 2021 buy was FIVE9: 686,798 shares worth $110M.
  • Water Island Capital added most to Kansas City Southern in Q3 2021, an estimated $44M increase.
  • Water Island Capital's biggest Q3 2021 reduction was VEREIT, Inc., cutting an estimated $59.8M.
  • Water Island Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $105M.
  • Water Island Capital's ten largest holdings make up 60% of its $1.74B portfolio in Q3 2021.
  • Water Island Capital opened 37 new positions and closed 42 in Q3 2021.
  • Water Island Capital's portfolio value fell 8.3% quarter-over-quarter to $1.74B.

Based on Water Island Capital's 13F filing for Q3 2021, filed 12 Nov 2021.