WIC

Water Island Capital Portfolio holdings

AUM $750M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+107.59%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.09B
AUM Growth
-$296M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
103
New
Increased
Reduced
Closed

Top Buys

1
+$101M
2
+$55M
3
+$50.4M
4
PTLA
Portola Pharmaceuticals, Inc.
PTLA
+$32.7M
5
LM
Legg Mason, Inc.
LM
+$30M

Top Sells

1
+$151M
2
+$121M
3
+$97.1M
4
WBC
WABCO HOLDINGS INC.
WBC
+$92.1M
5
CZR
Caesars Entertainment Corporation
CZR
+$64.7M

Sector Composition

1 Financials 38.67%
2 Technology 13.71%
3 Healthcare 12.32%
4 Industrials 7.17%
5 Consumer Discretionary 4.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$376K 0.03%
+5,601
52
$267K 0.02%
+9,050
53
$265K 0.02%
14,500
-750
54
$260K 0.02%
515,000
-90,300
55
$249K 0.02%
+8,000
56
$230K 0.02%
+7,500
57
$203K 0.02%
+1,314
58
$139K 0.01%
+13,000
59
$121K 0.01%
+14,000
60
$110K 0.01%
11,000
-8,750
61
$104K 0.01%
+10,000
62
$93K 0.01%
+14,000
63
$72K 0.01%
11,503
-2,532,733
64
– –
0
65
– –
0
66
– –
0
67
– –
-16,750
68
– –
0
69
– –
-1,001,645
70
– –
-922,151
71
– –
-858,000
72
– –
-1,104,493
73
– –
-1,131,100
74
– –
-681,965
75
– –
-850,001
1 2
3
4