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WIC

Water Island Capital Portfolio holdings

AUM $896M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
+12.79%
1 Year Est. Return
+107.59%
3 Year Est. Return
+414.38%
5 Year Est. Return
+1,508.7%
10 Year Est. Return
+23,520.93%
AUM
$2.59B
AUM Growth
+$534M
Cap. Flow
+$441M
Cap. Flow %
17.05%
Top 10 Hldgs %
54.55%
Holding
88
New
32
Increased
14
Reduced
5
Closed
30

Top Buys

Rank Stock Value
1
FIRE
SOURCEFIRE INC COM STK
FIRE
+$162M
2
DELL
DELL INC
DELL
+$123M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$118M
4
NVE
NV ENERGY, INC
NVE
+$104M
5
SKS
SAKS INCORPORATED
SKS
+$101M

Top Sells

Rank Stock Value
1
LUFK
LUFKIN IND INC
LUFK
+$174M
2
ET
EXACTTARGET INC COM STK (DE)
ET
+$160M
3
GDI
GARDNER DENVER,INC
GDI
+$134M
4
BMC
BMC SOFTWARE, INC
BMC
+$118M
5
BKI
BUCKEYE TECHNOLOGY INC
BKI
+$91.8M

Sector Composition

Rank Sector Weight
1 Financials 11.71%
2 Healthcare 9.02%
3 Consumer Discretionary 8.24%
4 Industrials 6.68%
5 Utilities 5.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
51
CALL
AT&T
T
$158B
$6K ﹤0.01%
+279,894
New +$7.35M
GNW icon
52
PUT
Genworth Financial
GNW
$3.71B
$2K ﹤0.01%
+105,800
New +$1.33M
DOLE
53
PUT
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$1K ﹤0.01%
33,700
– –
BHC icon
54
Bausch Health
BHC
$2.35B
– –
-32,750
Closed -$2.82M
BHC icon
55
PUT
Bausch Health
BHC
$2.35B
– –
-20,000
Closed -$99K
FCX icon
56
Freeport-McMoran
FCX
$97.1B
– –
-22,498
Closed -$621K
LBTYA icon
57
Liberty Global Class A
LBTYA
$3.61B
– –
-388,130
Closed -$11.9M
LBTYK icon
58
Liberty Global Class C
LBTYK
$3.51B
– –
-199,521
Closed -$5.48M
SPY icon
59
State Street SPDR S&P 500 ETF Trust
SPY
$819B
– –
-1,837
Closed -$293K
FOE
60
DELISTED
Ferro Corporation
FOE
– –
-647,406
Closed -$4.5M
AGN
61
DELISTED
Allergan plc
AGN
– –
-40,110
Closed -$5.06M
AGN
62
PUT
DELISTED
Allergan plc
AGN
– –
-19,500
Closed -$48K
CYNO
63
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-339,410
Closed -$8.82M
BRY
64
DELISTED
BERRY PETROLEUM CO CL A
BRY
– –
-12,140
Closed -$513K
DELL
65
CALL
DELISTED
DELL INC
DELL
– –
-110,000
Closed -$77K
SFD
66
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-2,071,763
Closed -$67.8M
WWAV.B
67
DELISTED
THE WHITEWAVE FOODS COMPANY CLASS B COM STK
WWAV.B
– –
-1,519,500
Closed -$23.1M
BMC
68
DELISTED
BMC SOFTWARE, INC
BMC
– –
-2,611,074
Closed -$118M
PBTH
69
DELISTED
PROLOR Biotech, Inc. Common Stock
PBTH
– –
-51,361
Closed -$323K
MPR
70
DELISTED
MET-PRO CORP
MPR
– –
-265,600
Closed -$3.57M
BKI
71
DELISTED
BUCKEYE TECHNOLOGY INC
BKI
– –
-2,477,442
Closed -$91.8M
LEDR
72
DELISTED
MARKET LEADER INC COM STK (WA)
LEDR
– –
-1,728,160
Closed -$18.5M
AM
73
DELISTED
AMERICAN GREETINGS CORP CL A
AM
– –
-342,470
Closed -$6.24M
FSCI
74
DELISTED
FISHER COMMUNICATIONS INC
FSCI
– –
-276,547
Closed -$11.4M
GDI
75
DELISTED
GARDNER DENVER,INC
GDI
– –
-1,786,986
Closed -$134M
1 2
3
4

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Water Island Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Water Island Capital held 88 positions worth $2.59B, up 26% from $2.05B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Water Island Capital deployed $441M of net new capital in Q3 2013, opening 32 new positions and adding to 14 existing holdings. Its largest new stake was SOURCEFIRE INC COM STK: 2,261,617 shares worth $172M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was OFFICEMAX INCORPORATED, an estimated $27.6M trimmed.

  • Water Island Capital's largest Q3 2013 buy was SOURCEFIRE INC COM STK: 2,261,617 shares worth $172M.
  • Water Island Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $118M increase.
  • Water Island Capital's biggest Q3 2013 reduction was OFFICEMAX INCORPORATED, cutting an estimated $27.6M.
  • Water Island Capital fully exited LUFKIN IND INC in Q3 2013, selling an estimated $174M.
  • Water Island Capital's ten largest holdings make up 55% of its $2.59B portfolio in Q3 2013.
  • Water Island Capital opened 32 new positions and closed 30 in Q3 2013.
  • Water Island Capital's portfolio value rose 26% quarter-over-quarter to $2.59B.

Based on Water Island Capital's 13F filing for Q3 2013, filed 14 Nov 2013.