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WIC

Water Island Capital Portfolio holdings

AUM $896M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+107.59%
3 Year Est. Return
+414.38%
5 Year Est. Return
+1,508.7%
10 Year Est. Return
+23,520.93%
AUM
$1.74B
AUM Growth
-$156M
Cap. Flow
-$55.4M
Cap. Flow %
-3.19%
Top 10 Hldgs %
60.23%
Holding
112
New
37
Increased
14
Reduced
6
Closed
42

Top Buys

Rank Stock Value
1
FIVN icon
FIVE9
FIVN
+$125M
2
HRC
HILL-ROM HOLDINGS, INC.
HRC
+$47.3M
3
KSU
Kansas City Southern
KSU
+$44M
4
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$43.3M
5
SAFM
Sanderson Farms Inc
SAFM
+$39.2M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$105M
2
MXIM
Maxim Integrated Products
MXIM
+$105M
3
WORK
Slack Technologies, Inc.
WORK
+$100M
4
WTW icon
Willis Towers Watson
WTW
+$98.3M
5
GRA
W.R. Grace & Co.
GRA
+$73.5M

Sector Composition

Rank Sector Weight
1 Industrials 24.73%
2 Technology 20.5%
3 Healthcare 12.14%
4 Communication Services 9.96%
5 Real Estate 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QADA
26
DELISTED
QAD Inc.
QADA
$20.9M 1.2%
239,336
+42,914
+22% +$3.74M
FOE
27
DELISTED
Ferro Corporation
FOE
$20.7M 1.19%
1,018,104
-493,718
-33% -$10.2M
KRA
28
DELISTED
Kraton Corporation
KRA
$16.3M 0.94%
+357,518
New +$14.2M
ECHO
29
DELISTED
Echo Global Logistics, Inc.
ECHO
$15.4M 0.89%
+322,703
New +$11.2M
XLRN
30
DELISTED
Acceleron Pharma
XLRN
$15.3M 0.88%
+89,140
New +$11.7M
VNE
31
DELISTED
Veoneer, Inc.
VNE
$12.2M 0.71%
+359,619
New +$11.4M
ML
32
DELISTED
MoneyLion Inc.
ML
$11.5M 0.66%
+56,767
New +$16.7M
GNOG
33
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$7.53M 0.43%
+433,747
New +$7.27M
TRIL
34
DELISTED
Trillium Therapeutics Inc.
TRIL
$7.43M 0.43%
+423,290
New +$4.95M
SCR
35
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
$6.7M 0.39%
+195,861
New +$5.41M
JOBS
36
DELISTED
51job Inc
JOBS
$6.48M 0.37%
+93,225
New +$6.86M
ITMR
37
DELISTED
Itamar Medical Ltd. American Depository Shares
ITMR
$5.06M 0.29%
+167,525
New +$3.71M
ATH
38
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$4.25M 0.24%
+61,669
New +$4.1M
ANAT
39
DELISTED
American National Group, Inc. Common Stock
ANAT
$4.21M 0.24%
+22,300
New +$3.96M
KLR
40
DELISTED
Kaleyra, Inc.
KLR
$2.64M 0.15%
68,571
– –
SNAX
41
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
$1.6M 0.09%
+20,000
New +$2.28M
BHSEU
42
DELISTED
Bull Horn Holdings Corp. Unit
BHSEU
$1.53M 0.09%
150,000
– –
HIG icon
43
Hartford Financial Services
HIG
$39.3B
$1.26M 0.07%
17,900
-1,445
-7% -$95.5K
STMP
44
DELISTED
Stamps.com, Inc.
STMP
$1.09M 0.06%
+3,308
New +$1.05M
UFS
45
DELISTED
DOMTAR CORPORATION (New)
UFS
$543K 0.03%
9,953
-621,810
-98% -$34.1M
SPGI icon
46
CALL
S&P Global
SPGI
$120B
$341K 0.02%
+197,900
New +$85.8M
UPH
47
DELISTED
UpHealth, Inc.
UPH
$285K 0.02%
9,762
– –
VER
48
DELISTED
VEREIT, Inc.
VER
$232K 0.01%
5,132
-1,230,725
-100% -$59.8M
CNI icon
49
CALL
Canadian National Railway
CNI
$76.6B
$216K 0.01%
297,400
+41,500
+16% +$4.59M
PRTK
50
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$212K 0.01%
43,596
+9,750
+29% +$53.7K
1
2
3 4 5

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Water Island Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Water Island Capital held 112 positions worth $1.74B, down 8.3% from $1.89B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Water Island Capital withdrew a net $55.4M in Q3 2021, closing 42 positions and reducing 6 holdings. Its most notable exit was Alexion Pharmaceuticals, an estimated $105M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 25% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Water Island Capital opened a new position in FIVE9 worth $110M.

  • Water Island Capital's largest Q3 2021 buy was FIVE9: 686,798 shares worth $110M.
  • Water Island Capital added most to Kansas City Southern in Q3 2021, an estimated $44M increase.
  • Water Island Capital's biggest Q3 2021 reduction was VEREIT, Inc., cutting an estimated $59.8M.
  • Water Island Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $105M.
  • Water Island Capital's ten largest holdings make up 60% of its $1.74B portfolio in Q3 2021.
  • Water Island Capital opened 37 new positions and closed 42 in Q3 2021.
  • Water Island Capital's portfolio value fell 8.3% quarter-over-quarter to $1.74B.

Based on Water Island Capital's 13F filing for Q3 2021, filed 12 Nov 2021.