WIC

Water Island Capital Portfolio holdings

AUM $571M
This Quarter Return
+18.3%
1 Year Return
+45.35%
3 Year Return
+384.72%
5 Year Return
+1,594.77%
10 Year Return
+15,701.9%
AUM
$1.09B
AUM Growth
+$1.09B
Cap. Flow
-$286M
Cap. Flow %
-26.31%
Top 10 Hldgs %
81.85%
Holding
103
New
37
Increased
15
Reduced
11
Closed
23

Top Buys

1
ETFC
E*Trade Financial Corporation
ETFC
$117M
2
ADSW
Advanced Disposal Services, Inc.
ADSW
$52M
3
WTW icon
Willis Towers Watson
WTW
$51.8M
4
PTLA
Portola Pharmaceuticals, Inc.
PTLA
$42.2M
5
LM
Legg Mason, Inc.
LM
$30M

Top Sells

1
AGN
Allergan plc
AGN
$151M
2
TECD
Tech Data Corp
TECD
$121M
3
AXE
Anixter International Inc
AXE
$97.1M
4
WBC
WABCO HOLDINGS INC.
WBC
$92.1M
5
CZR
Caesars Entertainment Corporation
CZR
$64.7M

Sector Composition

1 Financials 38.67%
2 Technology 13.71%
3 Healthcare 12.32%
4 Industrials 7.17%
5 Consumer Discretionary 4.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARB icon
26
AltShares Merger Arbitrage ETF
ARB
$86.6M
$1.77M 0.16%
+72,459
New +$1.77M
ACM icon
27
Aecom
ACM
$16.5B
$1.76M 0.16%
46,750
+6,522
+16% +$245K
PRTK
28
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$1.65M 0.15%
316,053
-35,888
-10% -$187K
PRSP
29
DELISTED
Perspecta Inc. Common Stock
PRSP
$1.61M 0.15%
69,492
+57,000
+456% +$1.32M
TMC icon
30
TMC The Metals Company
TMC
$2.21B
$1.52M 0.14%
+150,000
New +$1.52M
DNMR
31
DELISTED
Danimer Scientific, Inc.
DNMR
$1.4M 0.13%
+202,093
New +$1.4M
TREB.U
32
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
$1.25M 0.12%
+120,000
New +$1.25M
FREE
33
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$1.18M 0.11%
+146,000
New +$1.18M
FVAC.U
34
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
$1.08M 0.1%
+105,000
New +$1.08M
WPF.U
35
DELISTED
Foley Trasimene Acquisition Corp.
WPF.U
$1.07M 0.1%
+100,000
New +$1.07M
GIK.U
36
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$1.05M 0.1%
+105,000
New +$1.05M
CLGX
37
DELISTED
Corelogic, Inc.
CLGX
$1.04M 0.1%
+15,500
New +$1.04M
SPAQ.WS
38
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$795K 0.07%
+100,000
New +$795K
UTZ icon
39
Utz Brands
UTZ
$1.16B
$739K 0.07%
+53,932
New +$739K
WCC icon
40
WESCO International
WCC
$10.7B
$597K 0.05%
17,000
-13,750
-45% -$483K
MPC icon
41
Marathon Petroleum
MPC
$54.6B
$579K 0.05%
+15,500
New +$579K
ETWO
42
DELISTED
E2open Parent Holdings
ETWO
$530K 0.05%
+49,998
New +$530K
SPRU icon
43
Spruce Power Holding Corp
SPRU
$25.9M
$507K 0.05%
+49,947
New +$507K
ARCH
44
DELISTED
Arch Resources, Inc.
ARCH
$480K 0.04%
16,900
+7,500
+80% +$213K
BWA icon
45
BorgWarner
BWA
$9.23B
$473K 0.04%
13,395
-31,231
-70% -$1.1M
AVYA
46
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$442K 0.04%
60,900
+11,550
+23% +$83.8K
CLDR
47
DELISTED
Cloudera, Inc.
CLDR
$432K 0.04%
+34,000
New +$432K
NBL
48
DELISTED
Noble Energy, Inc.
NBL
$390K 0.04%
43,500
-11,000
-20% -$98.6K
PCG icon
49
PG&E
PCG
$33.7B
$389K 0.04%
+43,800
New +$389K
MTNB icon
50
Matinas BioPharma
MTNB
$10.1M
$387K 0.04%
500,000
+24,339
+5% +$18.8K
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