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WIC

Water Island Capital Portfolio holdings

AUM $896M
1-Year Est. Return 107.59%
This Fund
S&P 500
This Quarter Est. Return
+12.79%
1 Year Est. Return
+107.59%
3 Year Est. Return
+414.38%
5 Year Est. Return
+1,508.69%
10 Year Est. Return
+23,520.55%
AUM
$2.59B
AUM Growth
+$534M
Cap. Flow
+$441M
Cap. Flow %
17.05%
Top 10 Hldgs %
54.55%
Holding
88
New
32
Increased
14
Reduced
5
Closed
30

Top Buys

Rank Stock Value
1
FIRE
SOURCEFIRE INC COM STK
FIRE
+$162M
2
DELL
DELL INC
DELL
+$123M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$118M
4
NVE
NV ENERGY, INC
NVE
+$104M
5
SKS
SAKS INCORPORATED
SKS
+$101M

Top Sells

Rank Stock Value
1
LUFK
LUFKIN IND INC
LUFK
+$174M
2
ET
EXACTTARGET INC COM STK (DE)
ET
+$160M
3
GDI
GARDNER DENVER,INC
GDI
+$134M
4
BMC
BMC SOFTWARE, INC
BMC
+$118M
5
BKI
BUCKEYE TECHNOLOGY INC
BKI
+$91.8M

Sector Composition

Rank Sector Weight
1 Financials 11.71%
2 Healthcare 9.02%
3 Consumer Discretionary 8.24%
4 Industrials 6.68%
5 Utilities 5.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOLE
26
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
$29.7M 1.15%
2,177,699
+2,095,999
+2,565% +$27.8M
CLWR
27
DELISTED
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
$28.2M 1.09%
5,669,917
– –
WWAV
28
DELISTED
The WhiteWave Foods Company
WWAV
$27.3M 1.06%
+1,367,714
New +$26M
LEAP
29
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$26.2M 1.01%
+1,661,400
New +$24.8M
VLTR
30
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
$25.8M 1%
+1,121,775
New +$21.3M
KEYN
31
DELISTED
KEYNOTE SYSTEMS INC
KEYN
$25.1M 0.97%
705,364
-561,106
-44% -$11.2M
STSA
32
DELISTED
STERLING FINL CORP (WA) COM NEW
STSA
$22.4M 0.87%
+782,720
New +$20.7M
ASTX
33
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$19.4M 0.75%
+2,291,426
New +$14.5M
NTSC
34
DELISTED
NATL TECHNICAL SYS INC
NTSC
$14.6M 0.56%
+636,956
New +$12.4M
OMX
35
DELISTED
OFFICEMAX INCORPORATED
OMX
$11.3M 0.44%
880,657
-2,440,205
-73% -$27.6M
ROCM
36
DELISTED
ROCHESTER MEDICAL CORP
ROCM
$10.4M 0.4%
+518,984
New +$8.46M
VZ icon
37
Verizon
VZ
$195B
$9.23M 0.36%
+197,874
New +$9.66M
HITK
38
DELISTED
HI-TECH PHARMACAL INC
HITK
$8.47M 0.33%
+196,222
New +$7.51M
TAYC
39
DELISTED
TAYLOR CAPITAL GROUP INC
TAYC
$5.22M 0.2%
+235,552
New +$5.03M
GNW icon
40
Genworth Financial
GNW
$3.76B
$4.06M 0.16%
+317,501
New +$3.98M
TMS
41
DELISTED
TMS INTERNATIONAL CORP CLASS A COM STK
TMS
$3.79M 0.15%
+217,508
New +$3.58M
CTB
42
PUT
DELISTED
Cooper Tire & Rubber Co.
CTB
$2.76M 0.11%
+1,511,100
New +$49.2M
GWAY
43
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
$1.8M 0.07%
+12,000
New +$163K
ATVI
44
DELISTED
Activision Blizzard
ATVI
$1.69M 0.07%
+101,365
New +$1.68M
LEAP
45
CALL
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$1.5M 0.06%
+37,620
New +$561K
ONXX
46
CALL
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
$1.44M 0.06%
+291,200
New +$36.9M
MAKO
47
DELISTED
MAKO SURGICAL CORP COM
MAKO
$1.13M 0.04%
+500,000
New +$7.62M
BZ
48
DELISTED
BOISE INC COM STK (DE)
BZ
$363K 0.01%
+28,825
New +$275K
ZTS icon
49
Zoetis
ZTS
$31.9B
$308K 0.01%
9,886
-28,622
-74% -$877K
RUE
50
PUT
DELISTED
RUE21 INC COM STK (DE)
RUE
$81K ﹤0.01%
+83,200
New +$3.44M
1
2
3 4

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Water Island Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Water Island Capital held 88 positions worth $2.59B, up 26% from $2.05B the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Water Island Capital deployed $441M of net new capital in Q3 2013, opening 32 new positions and adding to 14 existing holdings. Its largest new stake was SOURCEFIRE INC COM STK: 2,261,617 shares worth $172M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was OFFICEMAX INCORPORATED, an estimated $27.6M trimmed.

  • Water Island Capital's largest Q3 2013 buy was SOURCEFIRE INC COM STK: 2,261,617 shares worth $172M.
  • Water Island Capital added most to ELAN CORP ADS(RP1 ORD4IRISH PN in Q3 2013, an estimated $118M increase.
  • Water Island Capital's biggest Q3 2013 reduction was OFFICEMAX INCORPORATED, cutting an estimated $27.6M.
  • Water Island Capital fully exited LUFKIN IND INC in Q3 2013, selling an estimated $174M.
  • Water Island Capital's ten largest holdings make up 55% of its $2.59B portfolio in Q3 2013.
  • Water Island Capital opened 32 new positions and closed 30 in Q3 2013.
  • Water Island Capital's portfolio value rose 26% quarter-over-quarter to $2.59B.

Based on Water Island Capital's 13F filing for Q3 2013, filed 14 Nov 2013.