Water Island Capital’s Truist Financial TFC Stock Holding History

Water Island Capital’s Portfolio TFC Stock Details TFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-300	Closed	-$11K	–	161
2016 Q2	$11K	Sell	300 -900	-75%	-$31.4K	﹤0.01%	135
2016 Q1	$40K	Sell	1,200 -600	-33%	-$19.9K	﹤0.01%	116
2015 Q4	$68K	Buy	+1,800	New	+$67.7K	﹤0.01%	92

Other funds holding TFC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Water Island Capital's TFC Position: Q3 2016 in Review

Water Island Capital sold out of Truist Financial (TFC) in Q3 2016, closing a stake of 300 shares — an estimated $11K sold.

Water Island Capital first reported a position in TFC in Q4 2015 and held it in 3 quarters. The position peaked at $68K in Q4 2015. 793 funds tracked by Wall St. Rank hold TFC as of Q3 2016.

Water Island Capital reported no remaining Truist Financial position as of Q3 2016 after selling out during the quarter.
Water Island Capital sold 300 Truist Financial shares in Q3 2016, an estimated $11K.
Water Island Capital first reported a position in Truist Financial in Q4 2015 and held it in 3 quarters.
Water Island Capital's Truist Financial position peaked at $68K in Q4 2015.
793 funds tracked by Wall St. Rank held Truist Financial as of Q3 2016.

Based on Water Island Capital's 13F filing for Q3 2016, filed 17 Nov 2016.