Water Island Capital’s Rice Energy Inc. RICE Stock Holding History

Water Island Capital’s Portfolio RICE Stock Details RICE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,000	Closed	-$78K	–	159
2016 Q3	$78K	Buy	+3,000	New	+$74.5K	0.01%	116
2016 Q1	–	Sell	-39,350	Closed	-$429K	–	154
2015 Q4	$429K	Buy	+39,350	New	+$543K	0.02%	68

Other funds holding RICE

ALS

Andrew L. Share $193M AUM 1.47% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.7B AUM 21.3% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Riverstone Holdings New York $36.9M AUM 80.85% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

SCM

Steadfast Capital Management New York $2.92B AUM 26.34% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Water Island Capital's RICE Position: Q4 2016 in Review

Water Island Capital sold out of Rice Energy Inc. (RICE) in Q4 2016, closing a stake of 3,000 shares — an estimated $78K sold.

Water Island Capital first reported a position in RICE in Q4 2015 and held it in 2 quarters. The position peaked at $429K in Q4 2015. 257 funds tracked by Wall St. Rank hold RICE as of Q4 2016.

Water Island Capital reported no remaining Rice Energy Inc. position as of Q4 2016 after selling out during the quarter.
Water Island Capital sold 3,000 Rice Energy Inc. shares in Q4 2016, an estimated $78K.
Water Island Capital first reported a position in Rice Energy Inc. in Q4 2015 and held it in 2 quarters.
Water Island Capital's Rice Energy Inc. position peaked at $429K in Q4 2015.
257 funds tracked by Wall St. Rank held Rice Energy Inc. as of Q4 2016.

Based on Water Island Capital's 13F filing for Q4 2016, filed 14 Feb 2017.