Water Island Capital’s Assertio ASRT Stock Holding History

Water Island Capital’s Portfolio ASRT Stock Details ASRT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-3,383	Closed	-$3.43M	–	90
2016 Q4	$3.66M	Buy	+3,383	New	+$4.31M	0.25%	58
2016 Q3	–	Sell	-50	Closed	-$59K	–	145
2016 Q2	$59K	Buy	+50	New	+$54.7K	﹤0.01%	113
2015 Q4	–	Sell	-1,667	Closed	-$1.89M	–	119
2015 Q3	$1.89M	Buy	+1,667	New	+$2.85M	0.09%	70

Other funds holding ASRT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

Starboard Value New York $4.57B AUM 4.97% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Armistice Capital New York $5.62B AUM 36.06% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

ORI

Oak Ridge Investments Chicago, Illinois $1.77B AUM 63.16% 1-Year Est. Return

Litespeed Management New York $48.2M AUM 9.81% 1-Year Est. Return

DGI

Discovery Group I Chicago, Illinois $262M AUM 29.24% 1-Year Est. Return

Water Island Capital's ASRT Position: Q1 2017 in Review

Water Island Capital sold out of Assertio (ASRT) in Q1 2017, closing a stake of 3,383 shares — an estimated $3.43M sold.

Water Island Capital first reported a position in ASRT in Q3 2015 and held it in 3 quarters. The position peaked at $3.66M in Q4 2016. 193 funds tracked by Wall St. Rank hold ASRT as of Q1 2017.

Water Island Capital reported no remaining Assertio position as of Q1 2017 after selling out during the quarter.
Water Island Capital sold 3,383 Assertio shares in Q1 2017, an estimated $3.43M.
Water Island Capital first reported a position in Assertio in Q3 2015 and held it in 3 quarters.
Water Island Capital's Assertio position peaked at $3.66M in Q4 2016.
193 funds tracked by Wall St. Rank held Assertio as of Q1 2017.

Based on Water Island Capital's 13F filing for Q1 2017, filed 15 May 2017.