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RAFFA WEALTH MANAGEMENT, LLC Portfolio holdings

AUM $793M
1-Year Est. Return 13.11%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+13.11%
3 Year Est. Return
+35.79%
5 Year Est. Return
+23.84%
10 Year Est. Return
+81.8%
AUM
$280M
AUM Growth
-$476M
Cap. Flow
-$477M
Cap. Flow %
-170.39%
Top 10 Hldgs %
84.13%
Holding
1,471
New
742
Increased
–
Reduced
–
Closed
728

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$149M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$38.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$15.2M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$8.15M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$6.42M

Top Sells

Rank Stock Value
1
CBSHP
Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B
CBSHP
+$249K
2
CERN
Cerner Corp
CERN
+$188K
3
CMSA
CMS Energy Corp 5.625% Junior Subordinated Notes due 2078
CMSA
+$130K
4
CELG
Celgene Corp
CELG
+$119K
5
CTBB
Qwest Corp 6.5% Notes due 2056
CTBB
+$118K

Sector Composition

Rank Sector Weight
1 Technology 1.57%
2 Financials 1.48%
3 Healthcare 0.85%
4 Industrials 0.81%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STR
751
DELISTED
Sitio Royalties
STR
– –
-162
Closed -$5.43K
VTRS icon
752
Viatris
VTRS
$20.4B
– –
-35
Closed -$666
WBA
753
DELISTED
Walgreens Boots Alliance
WBA
– –
-127
Closed -$6.94K
B
754
DELISTED
Barnes Group Inc.
B
– –
-44
Closed -$2.48K
AGR
755
DELISTED
Avangrid, Inc.
AGR
– –
-18
Closed -$909
LSXMK
756
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-29
Closed -$836
LSXMA
757
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-30
Closed -$832
SBOW
758
DELISTED
SilverBow Resources, Inc.
SBOW
– –
-348
Closed -$4.82K
WRK
759
DELISTED
WestRock Company
WRK
– –
-20
Closed -$729
SIX
760
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-14
Closed -$696
CEM
761
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-247
Closed -$14.8K
SPLK
762
DELISTED
Splunk Inc
SPLK
– –
-15
Closed -$1.89K
NI.PRB
763
DELISTED
NiSource Inc. Depositary Shares representing 1/1,000th ownership interest in a share of 6.50% Series B Preferred Stock and 1/1,000th ownership interest in a share of Series B-1 Preferred Stock
NI.PRB
– –
-2,500
Closed -$65.9K
LTHM
764
DELISTED
Livent Corporation
LTHM
– –
-13
Closed -$90
PACW
765
DELISTED
PacWest Bancorp
PACW
– –
-20
Closed -$777
VMW
766
DELISTED
VMware, Inc
VMW
– –
-84
Closed -$14K
NATI
767
DELISTED
National Instruments Corp
NATI
– –
-22
Closed -$924
BKI
768
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-21
Closed -$1.26K
FRC
769
DELISTED
First Republic Bank
FRC
– –
-14
Closed -$1.37K
ALL.PRG
770
DELISTED
The Allstate Corporation Depositary Shares each representing a 1/1,000th interest in a share of Fixed Rate Noncumulative Perpetual Preferred Stock, Series G
ALL.PRG
– –
-2,500
Closed -$64.5K
IAA
771
DELISTED
IAA, Inc. Common Stock
IAA
– –
-19
Closed -$737
UMPQ
772
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-46
Closed -$763
MNRL
773
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
– –
-255
Closed -$5.47K
ABMD
774
DELISTED
Abiomed Inc
ABMD
– –
-5
Closed -$1.3K
TWTR
775
DELISTED
Twitter, Inc.
TWTR
– –
-908
Closed -$31.7K
29 30
31
32 33

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RAFFA WEALTH MANAGEMENT, LLC's Q3 2019 Portfolio in Review

As of Q3 2019, RAFFA WEALTH MANAGEMENT, LLC held 1,471 positions worth $280M, down 63% from $756M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

RAFFA WEALTH MANAGEMENT, LLC withdrew a net $477M in Q3 2019, closing 728 positions. Its most notable exit was Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B, an estimated $249K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 0% a quarter earlier, followed by Financials and Healthcare.

Against the trend, RAFFA WEALTH MANAGEMENT, LLC opened a new position in Vanguard Total Bond Market worth $150M.

  • RAFFA WEALTH MANAGEMENT, LLC's largest Q3 2019 buy was Vanguard Total Bond Market: 1,774,219 shares worth $150M.
  • RAFFA WEALTH MANAGEMENT, LLC fully exited Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B in Q3 2019, selling an estimated $249K.
  • RAFFA WEALTH MANAGEMENT, LLC's ten largest holdings make up 84% of its $280M portfolio in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC opened 742 new positions and closed 728 in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC's portfolio value fell 63% quarter-over-quarter to $280M.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q3 2019, filed 27 Jul 2026.