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VCA

VIEX Capital Advisors Portfolio holdings

AUM $30.9M
1-Year Est. Return 55.48%
This Fund
S&P 500
This Quarter Est. Return
-12.03%
1 Year Est. Return
-55.48%
3 Year Est. Return
-30.61%
5 Year Est. Return
-56.84%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$53.9M
Cap. Flow
+$88.9M
Cap. Flow %
37.89%
Top 10 Hldgs %
82.78%
Holding
30
New
5
Increased
7
Reduced
3
Closed
10

Top Buys

Rank Stock Value
1
BW icon
Babcock & Wilcox
BW
+$9.46M
2
ATEN icon
A10 Networks
ATEN
+$9.27M
3
RSYS
Radisys Corp
RSYS
+$4.52M
4
FNSR
Finisar Corp
FNSR
+$2.78M
5
SNCR
Synchronoss Technologies
SNCR
+$1.55M

Top Sells

Rank Stock Value
1
OCLR
Oclaro Inc.
OCLR
+$13.9M
2
IXYS
IXYS Corp
IXYS
+$2.27M
3
MRIN
Marin Software
MRIN
+$1.3M
4
CY
Cypress Semiconductor
CY
+$1.24M
5
MXWL
Maxwell Technologies Inc
MXWL
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 47.74%
2 Industrials 9.17%
3 Consumer Discretionary 1.36%
4 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SREV
1
CALL
DELISTED
ServiceSource International, Inc.
SREV
$30.4M 12.95%
8,785,000
+8,740,000
+19,422% +$31.8M
MXWL
2
CALL
DELISTED
Maxwell Technologies Inc
MXWL
$25.6M 10.93%
+5,000,000
New +$28.5M
YUME
3
DELISTED
YuMe, Inc.
YUME
$25.4M 10.84%
5,492,596
– –
FNSR
4
DELISTED
Finisar Corp
FNSR
$22.9M 9.76%
1,032,605
+113,364
+12% +$2.78M
QMCO icon
5
Quantum Corp
QMCO
$419M
$22.6M 9.63%
184,573
– –
BV
6
DELISTED
Bazaarvoice, Inc.
BV
$15.7M 6.7%
3,176,509
+97,509
+3% +$464K
ATEN icon
7
A10 Networks
ATEN
$2.13B
$15.3M 6.51%
2,020,297
+1,361,364
+207% +$9.27M
IMMR icon
8
Immersion
IMMR
$251M
$14.3M 6.09%
1,750,434
-13,304
-0.8% -$104K
BW icon
9
CALL
Babcock & Wilcox
BW
$1.39B
$11.4M 4.84%
+341,300
New +$21M
SEAC
10
DELISTED
Seachange International Inc
SEAC
$10.6M 4.53%
193,798
– –
MXWL
11
DELISTED
Maxwell Technologies Inc
MXWL
$7.58M 3.23%
1,477,058
-213,367
-13% -$1.22M
NMRX
12
DELISTED
Numerex Corp
NMRX
$7.15M 3.05%
1,881,394
– –
SREV
13
DELISTED
ServiceSource International, Inc.
SREV
$6.27M 2.67%
1,811,019
+141,308
+8% +$514K
BW icon
14
Babcock & Wilcox
BW
$1.39B
$5.13M 2.19%
+154,039
New +$9.46M
MATR
15
DELISTED
Mattersight Corp.
MATR
$4.65M 1.98%
1,661,793
+412,350
+33% +$1.05M
RSYS
16
DELISTED
Radisys Corp
RSYS
$3.19M 1.36%
+2,330,307
New +$4.52M
HHS icon
17
Harte-Hanks
HHS
$16.2M
$2.56M 1.09%
238,938
+18,389
+8% +$169K
SPRT
18
DELISTED
support.com, Inc.
SPRT
$2.55M 1.09%
1,083,531
– –
SNCR
19
DELISTED
Synchronoss Technologies
SNCR
$933K 0.4%
+11,111
New +$1.55M
IEC
20
DELISTED
IEC Electronics Corp.
IEC
$407K 0.17%
82,518
-22,133
-21% -$92.8K
EFOI icon
21
Energy Focus
EFOI
$19.4M
– –
-974
Closed -$90K
EGAN icon
22
eGain
EGAN
$187M
– –
-196,043
Closed -$323K
MRIN
23
DELISTED
Marin Software
MRIN
– –
-23,810
Closed -$1.3M
UAN icon
24
CVR Partners
UAN
$1.36B
– –
-26,881
Closed -$938K
BCOV
25
DELISTED
Brightcove, Inc.
BCOV
– –
-12,000
Closed -$74K
1
2

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VIEX Capital Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, VIEX Capital Advisors held 30 positions worth $235M, up 30% from $181M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

VIEX Capital Advisors deployed $88.9M of net new capital in Q3 2017, opening 5 new positions and adding to 7 existing holdings. Its largest new stake was Babcock & Wilcox: 154,039 shares worth $5.13M.

By sector, the portfolio is most concentrated in Technology at 48% of assets, down from 73% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Maxwell Technologies Inc, an estimated $1.22M trimmed.

  • VIEX Capital Advisors's largest Q3 2017 buy was Babcock & Wilcox: 154,039 shares worth $5.13M.
  • VIEX Capital Advisors added most to A10 Networks in Q3 2017, an estimated $9.27M increase.
  • VIEX Capital Advisors's biggest Q3 2017 reduction was Maxwell Technologies Inc, cutting an estimated $1.22M.
  • VIEX Capital Advisors fully exited Oclaro Inc. in Q3 2017, selling an estimated $13.9M.
  • VIEX Capital Advisors's ten largest holdings make up 83% of its $235M portfolio in Q3 2017.
  • VIEX Capital Advisors opened 5 new positions and closed 10 in Q3 2017.
  • VIEX Capital Advisors's portfolio value rose 30% quarter-over-quarter to $235M.

Based on VIEX Capital Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.