Vicus Capital’s State Street Blackstone Senior Loan ETF SRLN Stock Holding History

Vicus Capital’s Portfolio SRLN Stock Details SRLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-4,975	Closed	-$234K	–	241
2018 Q2	$234K	Sell	4,975 -1,582	-24%	-$74.8K	0.04%	213
2018 Q1	$311K	Sell	6,557 -98	-1%	-$4.65K	0.05%	191
2017 Q4	$314K	Sell	6,655 -1,827	-22%	-$86.4K	0.05%	191
2017 Q3	$402K	Sell	8,482 -751	-8%	-$35.6K	0.08%	157
2017 Q2	$438K	Sell	9,233 -2,215	-19%	-$105K	0.09%	156
2017 Q1	$544K	Sell	11,448 -3,315	-22%	-$157K	0.12%	138
2016 Q4	$701K	Sell	14,763 -40,565	-73%	-$1.92M	0.16%	118
2016 Q3	$2.62M	Sell	55,328 -147,541	-73%	-$6.94M	0.6%	49
2016 Q2	$9.48M	Buy	202,869 +85,903	+73%	+$4.01M	2.3%	9
2016 Q1	$5.44M	Buy	+116,966	New	+$5.37M	1.23%	13

Other funds holding SRLN

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $7.56B AUM 23.82% 1-Year Est. Return

Grimes & Company Westborough, Massachusetts $4.62B AUM 29.71% 1-Year Est. Return

Vicus Capital's SRLN Position: Q3 2018 in Review

Vicus Capital sold out of State Street Blackstone Senior Loan ETF (SRLN) in Q3 2018, closing a stake of 4,975 shares — an estimated $234K sold.

Vicus Capital first reported a position in SRLN in Q1 2016 and held it in 10 quarters. The position peaked at $9.48M in Q2 2016. 233 funds tracked by Wall St. Rank hold SRLN as of Q3 2018.

Vicus Capital reported no remaining State Street Blackstone Senior Loan ETF position as of Q3 2018 after selling out during the quarter.
Vicus Capital sold 4,975 State Street Blackstone Senior Loan ETF shares in Q3 2018, an estimated $234K.
Vicus Capital first reported a position in State Street Blackstone Senior Loan ETF in Q1 2016 and held it in 10 quarters.
Vicus Capital's State Street Blackstone Senior Loan ETF position peaked at $9.48M in Q2 2016.
233 funds tracked by Wall St. Rank held State Street Blackstone Senior Loan ETF as of Q3 2018.

Based on Vicus Capital's 13F filing for Q3 2018, filed 13 Nov 2018.