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VOAM

Vertex One Asset Management Portfolio holdings

AUM $434M
1-Year Est. Return 37.82%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+37.82%
3 Year Est. Return
+107.05%
5 Year Est. Return
+243.94%
10 Year Est. Return
–
AUM
$631M
AUM Growth
+$12.3M
Cap. Flow
-$37.3M
Cap. Flow %
-5.91%
Top 10 Hldgs %
36.81%
Holding
141
New
34
Increased
21
Reduced
30
Closed
27

Top Buys

Rank Stock Value
1
TWTR
Twitter, Inc.
TWTR
+$25.4M
2
TERP
TerraForm Power, Inc
TERP
+$20.4M
3
DHC
Diversified Healthcare Trust
DHC
+$15.8M
4
BBU
Brookfield Business Partners
BBU
+$13M
5
LNKD
LinkedIn Corporation
LNKD
+$8.97M

Top Sells

Rank Stock Value
1
EMC
EMC CORPORATION
EMC
+$50.2M
2
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$20M
3
PYPL icon
PayPal
PYPL
+$16M
4
JCP
J.C. Penney Company, Inc.
JCP
+$13.8M
5
HTS
HATTERAS FINANCIAL CORP
HTS
+$8.81M

Sector Composition

Rank Sector Weight
1 Technology 11.91%
2 Utilities 11.41%
3 Financials 10.89%
4 Communication Services 10.8%
5 Consumer Discretionary 10.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHP icon
76
BHP
BHP
$215B
$1.37M 0.22%
44,223
– –
GLBL
77
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
$1.23M 0.2%
+300,000
New +$1.07M
MFC icon
78
Manulife Financial
MFC
$73.9B
$1.21M 0.19%
86,222
+5,000
+6% +$68K
LUMN icon
79
Lumen
LUMN
$6.57B
$1.18M 0.19%
43,000
– –
RIGP
80
DELISTED
Transocean Partners LLC
RIGP
$1.12M 0.18%
+91,088
New +$1.07M
MORE
81
DELISTED
Monogram Residential Trust, Inc.
MORE
$1.06M 0.17%
+100,000
New +$1.04M
MAT icon
82
Mattel
MAT
$4.38B
$1.06M 0.17%
35,000
-5,000
-13% -$163K
WWAV
83
CALL
DELISTED
The WhiteWave Foods Company
WWAV
$1.06M 0.17%
+1,860
New +$102K
SLF icon
84
Sun Life Financial
SLF
$46B
$1.03M 0.16%
31,830
+5,205
+20% +$167K
SKUL
85
DELISTED
SKULLCANDY INC
SKUL
$1.01M 0.16%
159,022
+50,600
+47% +$315K
LNKD
86
CALL
DELISTED
LinkedIn Corporation
LNKD
$981K 0.16%
2,786
+800
+40% +$153K
T icon
87
AT&T
T
$159B
$975K 0.15%
31,776
-6,620
-17% -$209K
JCAP
88
DELISTED
Jernigan Capital, Inc.
JCAP
$959K 0.15%
+50,000
New +$824K
SYT
89
DELISTED
Syngenta Ag
SYT
$876K 0.14%
+10,000
New +$824K
RIG icon
90
CALL
Transocean
RIG
$5.89B
$864K 0.14%
+3,000
New +$31.7K
SAN icon
91
Banco Santander
SAN
$201B
$806K 0.13%
190,608
– –
CPHD
92
DELISTED
Cepheid Inc
CPHD
$790K 0.13%
+15,000
New +$597K
GTE icon
93
Gran Tierra Energy
GTE
$265M
$766K 0.12%
+25,000
New +$717K
ESV
94
CALL
DELISTED
Ensco Rowan plc
ESV
$729K 0.12%
+688
New +$23.4K
OSB
95
DELISTED
Norbord Inc.
OSB
$725K 0.11%
28,255
-30,000
-51% -$712K
NRF
96
DELISTED
NorthStar Realty Finance Corp.
NRF
$659K 0.1%
50,000
-25,000
-33% -$323K
CLNY
97
DELISTED
Colony Capital, Inc.
CLNY
$653K 0.1%
35,800
+18,100
+102% +$320K
EVHC
98
DELISTED
Envision Healthcare Holdings Inc
EVHC
$646K 0.1%
+9,682
New +$667K
RMGN
99
DELISTED
RMG Networks Holding Corporation
RMGN
$585K 0.09%
166,226
-8,675
-5% -$34.3K
XL
100
DELISTED
XL Group Ltd.
XL
$471K 0.07%
13,992
– –
2 3
4
5 6

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Vertex One Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Vertex One Asset Management held 141 positions worth $631M, up 2% from $619M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Vertex One Asset Management withdrew a net $37.3M in Q3 2016, closing 27 positions and reducing 30 holdings. Its most notable exit was EMC CORPORATION, an estimated $50.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 16% a quarter earlier, followed by Utilities and Financials.

Against the trend, Vertex One Asset Management opened a new position in Twitter, Inc. worth $31.1M.

  • Vertex One Asset Management's largest Q3 2016 buy was Twitter, Inc.: 1,349,000 shares worth $31.1M.
  • Vertex One Asset Management added most to TerraForm Power, Inc in Q3 2016, an estimated $20.4M increase.
  • Vertex One Asset Management's biggest Q3 2016 reduction was J.C. Penney Company, Inc., cutting an estimated $13.8M.
  • Vertex One Asset Management fully exited EMC CORPORATION in Q3 2016, selling an estimated $50.2M.
  • Vertex One Asset Management's ten largest holdings make up 37% of its $631M portfolio in Q3 2016.
  • Vertex One Asset Management opened 34 new positions and closed 27 in Q3 2016.
  • Vertex One Asset Management's portfolio value rose 2% quarter-over-quarter to $631M.

Based on Vertex One Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.