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VOAM

Vertex One Asset Management Portfolio holdings

AUM $434M
1-Year Est. Return 37.82%
This Fund
S&P 500
This Quarter Est. Return
-1.83%
1 Year Est. Return
+37.82%
3 Year Est. Return
+107.05%
5 Year Est. Return
+243.94%
10 Year Est. Return
–
AUM
$987M
AUM Growth
-$7.96M
Cap. Flow
+$36.8M
Cap. Flow %
3.73%
Top 10 Hldgs %
34.13%
Holding
138
New
33
Increased
20
Reduced
38
Closed
19

Top Buys

Rank Stock Value
1
SHPG
Shire pic
SHPG
+$26.5M
2
AGN
Allergan plc
AGN
+$22.5M
3
PL
PROTECTIVE LIFE CORP
PL
+$16.9M
4
TWTC
TW TELECOM INC CL A COM
TWTC
+$15.3M
5
THI
TIM HORTONS INC COM, CANADA
THI
+$13.8M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$56.1M
2
QCOR
QUESTCOR PHARMA INC
QCOR
+$19M
3
HSH
HILLSHIRE BRANDS CO
HSH
+$13.7M
4
FWONA icon
Liberty Media Series A
FWONA
+$13.2M
5
NTI
NORTHERN TIER ENERGY LP CLASS A
NTI
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 22.92%
2 Energy 13.95%
3 Healthcare 11.26%
4 Consumer Discretionary 9.99%
5 Communication Services 6.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
76
Ford
F
$58.5B
$2.56M 0.26%
+173,300
New +$2.96M
NRF
77
DELISTED
NorthStar Realty Finance Corp.
NRF
$2.49M 0.25%
+70,500
New +$2.47M
RYN icon
78
Rayonier
RYN
$6.55B
$2.45M 0.25%
86,572
– –
SLF icon
79
Sun Life Financial
SLF
$46B
$2.27M 0.23%
62,447
-15,000
-19% -$564K
MRVL icon
80
Marvell Technology
MRVL
$168B
$2.09M 0.21%
155,000
-20,000
-11% -$275K
ONIT
81
Onity Group
ONIT
$309M
$2.07M 0.21%
+5,267
New +$2.38M
DO
82
DELISTED
Diamond Offshore Drilling
DO
$2.02M 0.21%
59,100
+6,200
+12% +$274K
C icon
83
Citigroup
C
$222B
$1.92M 0.19%
37,000
-3,000
-8% -$151K
BNY
84
Bank of New York Mellon
BNY
$106B
$1.91M 0.19%
49,261
-21,900
-31% -$851K
WY.PRA
85
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$1.89M 0.19%
35,000
– –
VR
86
DELISTED
Validus Hold Ltd
VR
$1.74M 0.18%
44,436
-62,500
-58% -$2.4M
NMIH icon
87
NMI Holdings
NMIH
$3.33B
$1.73M 0.18%
200,000
-222,200
-53% -$2.17M
DCUC
88
DELISTED
Dominion Energy, Inc.
DCUC
$1.22M 0.12%
+24,500
New +$1.25M
NLY icon
89
Annaly Capital Management
NLY
$17.1B
$844K 0.09%
19,750
-17,750
-47% -$811K
RBS.PRQ
90
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$788K 0.08%
31,500
– –
QLTI
91
DELISTED
QLT Inc
QLTI
$732K 0.07%
160,334
– –
INTC icon
92
Intel
INTC
$455B
$728K 0.07%
20,900
-33,300
-61% -$1.13M
BZT
93
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$690K 0.07%
25,500
– –
RBS.PRS.CL
94
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$563K 0.06%
22,694
– –
AA.PRB
95
DELISTED
Alcoa Inc
AA.PRB
$499K 0.05%
+10,000
New +$497K
BLBD icon
96
Blue Bird Corp
BLBD
$2.35B
$494K 0.05%
50,000
– –
SBSA
97
DELISTED
Spanish Broadcasting System Inc.
SBSA
$434K 0.04%
103,249
– –
OMCC
98
DELISTED
Old Market Capital Corp
OMCC
$368K 0.04%
31,785
-21,707
-41% -$281K
VTNR
99
DELISTED
Vertex Energy, Inc
VTNR
$139K 0.01%
+20,000
New +$167K
FNF icon
100
Fidelity National Financial
FNF
$13.9B
– –
-131,364
Closed -$2.46M
1 2 3
4
5

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Vertex One Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Vertex One Asset Management held 138 positions worth $987M, down 0.8% from $995M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Vertex One Asset Management deployed $36.8M of net new capital in Q3 2014, opening 33 new positions and adding to 20 existing holdings. Its largest new stake was Shire pic: 106,800 shares worth $27.7M.

By sector, the portfolio is most concentrated in Financials at 23% of assets, up from 21% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Liberty Media Series A, an estimated $13.2M trimmed.

  • Vertex One Asset Management's largest Q3 2014 buy was Shire pic: 106,800 shares worth $27.7M.
  • Vertex One Asset Management added most to PROTECTIVE LIFE CORP in Q3 2014, an estimated $16.9M increase.
  • Vertex One Asset Management's biggest Q3 2014 reduction was Liberty Media Series A, cutting an estimated $13.2M.
  • Vertex One Asset Management fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $56.1M.
  • Vertex One Asset Management's ten largest holdings make up 34% of its $987M portfolio in Q3 2014.
  • Vertex One Asset Management opened 33 new positions and closed 19 in Q3 2014.
  • Vertex One Asset Management's portfolio value fell 0.8% quarter-over-quarter to $987M.

Based on Vertex One Asset Management's 13F filing for Q3 2014, filed 13 Nov 2014.