Vertex One Asset Management’s Citigroup C Stock Holding History

Vertex One Asset Management’s Portfolio C Stock Details C Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-5,000	Closed	-$212K	–	116
2016 Q2	$212K	Hold	5,000	–	–	0.03%	105
2016 Q1	$209K	Buy	+5,000	New	+$209K	0.03%	100
2015 Q1	–	Sell	-498,800	Closed	-$4.77M	–	126
2014 Q4	$4.77M	Buy	498,800 +461,800	+1,248%	+$24.5M	0.52%	54
2014 Q3	$1.92M	Sell	37,000 -3,000	-8%	-$151K	0.19%	86
2014 Q2	$1.88M	Sell	40,000 -80,114	-67%	-$3.81M	0.19%	76
2014 Q1	$5.72M	Buy	120,114 +15,000	+14%	+$747K	0.68%	45
2013 Q4	$5.48M	Sell	105,114 -135,500	-56%	-$6.86M	0.79%	39
2013 Q3	$11.7M	Buy	240,614 +20,500	+9%	+$1.04M	1.58%	22
2013 Q2	$10.6M	Buy	+220,114	New	+$10.6M	1.82%	21

Other funds holding C

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Vertex One Asset Management's C Position: Q3 2016 in Review

Vertex One Asset Management sold out of Citigroup (C) in Q3 2016, closing a stake of 5,000 shares — an estimated $212K sold.

Vertex One Asset Management first reported a position in C in Q2 2013 and held it in 9 quarters. The position peaked at $11.7M in Q3 2013. 1,191 funds tracked by Wall St. Rank hold C as of Q3 2016.

Vertex One Asset Management reported no remaining Citigroup position as of Q3 2016 after selling out during the quarter.
Vertex One Asset Management sold 5,000 Citigroup shares in Q3 2016, an estimated $212K.
Vertex One Asset Management first reported a position in Citigroup in Q2 2013 and held it in 9 quarters.
Vertex One Asset Management's Citigroup position peaked at $11.7M in Q3 2013.
1,191 funds tracked by Wall St. Rank held Citigroup as of Q3 2016.

Based on Vertex One Asset Management's 13F filing for Q3 2016, filed 14 Nov 2016.