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VOAM

Vertex One Asset Management Portfolio holdings

AUM $434M
1-Year Est. Return 37.82%
This Fund
S&P 500
This Quarter Est. Return
+11.97%
1 Year Est. Return
+37.82%
3 Year Est. Return
+107.05%
5 Year Est. Return
+243.94%
10 Year Est. Return
–
AUM
$738M
AUM Growth
+$159M
Cap. Flow
+$108M
Cap. Flow %
14.7%
Top 10 Hldgs %
41.66%
Holding
118
New
35
Increased
34
Reduced
15
Closed
14

Top Buys

Rank Stock Value
1
ING icon
ING
ING
+$31.8M
2
TLM
TALISMAN ENERGY INC
TLM
+$30.2M
3
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
+$28.6M
4
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$26.3M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$17.1M

Top Sells

Rank Stock Value
1
LYG icon
Lloyds Banking Group
LYG
+$28.1M
2
PHH
PHH Corporation
PHH
+$24.9M
3
DELL
DELL INC
DELL
+$22M
4
FON
SPRINT CORP FON COM
FON
+$17.3M
5
DOLE
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
+$14M

Sector Composition

Rank Sector Weight
1 Financials 30.71%
2 Consumer Discretionary 11.8%
3 Technology 9%
4 Energy 6.72%
5 Healthcare 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYN icon
76
Rayonier
RYN
$6.55B
$824K 0.11%
21,843
– –
ALTO icon
77
Alto Ingredients
ALTO
$369M
$786K 0.11%
+223,800
New +$849K
INTC icon
78
Intel
INTC
$455B
$756K 0.1%
33,000
-8,000
-20% -$184K
AVP
79
DELISTED
Avon Products, Inc.
AVP
$690K 0.09%
+33,500
New +$717K
GT.PRA
80
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
$675K 0.09%
10,600
+1,050
+11% +$66.9K
RBS.PRQ
81
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$633K 0.09%
28,900
– –
BZT
82
DELISTED
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$586K 0.08%
20,000
+2,000
+11% +$57.4K
TD icon
83
Toronto Dominion Bank
TD
$198B
$568K 0.08%
12,580
-25,420
-67% -$1.08M
HOVU
84
DELISTED
HOVNANIAN ENTERPRISES INC UNIT 1 COM & 1 SR SUB NT
HOVU
$531K 0.07%
+20,000
New +$546K
GM.PRB
85
DELISTED
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
$501K 0.07%
10,000
-257,000
-96% -$12.8M
RBS.PRS.CL
86
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$486K 0.07%
22,694
-2,506
-10% -$52.6K
SBSA
87
DELISTED
Spanish Broadcasting System Inc.
SBSA
$460K 0.06%
113,249
-68,000
-38% -$256K
UNTD
88
DELISTED
UNITED ONLINE INC COM NEW
UNTD
$418K 0.06%
+7,475
New +$420K
KEY.PRG
89
DELISTED
KeyCorp Pfd
KEY.PRG
$400K 0.05%
3,200
+200
+7% +$25.3K
JNJ icon
90
Johnson & Johnson
JNJ
$618B
$260K 0.04%
3,000
– –
MSFT icon
91
Microsoft
MSFT
$3.45T
$250K 0.03%
+7,500
New +$247K
HBANP
92
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$248K 0.03%
200
+20
+11% +$24.7K
CIM
93
Chimera Investment
CIM
$1.04B
– –
-116,667
Closed -$5.25M
HYG icon
94
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-50,000
Closed -$4.54M
LYG icon
95
Lloyds Banking Group
LYG
$89.5B
– –
-7,320,500
Closed -$28.1M
SSP icon
96
E.W. Scripps
SSP
$257M
– –
-107,065
Closed -$1.48M
TT icon
97
Trane Technologies
TT
$100B
– –
-6,105
Closed -$271K
WU icon
98
Western Union
WU
$1.98B
– –
-104,000
Closed -$1.78M
ZTS icon
99
Zoetis
ZTS
$32.4B
– –
-121,918
Closed -$3.77M
PHH
100
DELISTED
PHH Corporation
PHH
– –
-1,219,622
Closed -$24.9M
1 2 3
4
5

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Vertex One Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Vertex One Asset Management held 118 positions worth $738M, up 27% from $579M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Vertex One Asset Management deployed $108M of net new capital in Q3 2013, opening 35 new positions and adding to 34 existing holdings. Its largest new stake was ING: 2,950,000 shares worth $33.5M.

By sector, the portfolio is most concentrated in Financials at 31% of assets, down from 35% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was DELL INC, an estimated $22M trimmed.

  • Vertex One Asset Management's largest Q3 2013 buy was ING: 2,950,000 shares worth $33.5M.
  • Vertex One Asset Management added most to ARBITRON INC (NEW) in Q3 2013, an estimated $12.1M increase.
  • Vertex One Asset Management's biggest Q3 2013 reduction was DELL INC, cutting an estimated $22M.
  • Vertex One Asset Management fully exited Lloyds Banking Group in Q3 2013, selling an estimated $28.1M.
  • Vertex One Asset Management's ten largest holdings make up 42% of its $738M portfolio in Q3 2013.
  • Vertex One Asset Management opened 35 new positions and closed 14 in Q3 2013.
  • Vertex One Asset Management's portfolio value rose 27% quarter-over-quarter to $738M.

Based on Vertex One Asset Management's 13F filing for Q3 2013, filed 14 Nov 2013.