Vertex One Asset Management’s GENERAL MTRS CO JR PFD CONV SER B (DE) GM.PRB Stock Holding History

Vertex One Asset Management’s Portfolio GM.PRB Stock Details GM.PRB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-10,000	Closed	-$501K	–	123
2013 Q3	$501K	Sell	10,000 -257,000	-96%	-$12.8M	0.07%	94
2013 Q2	$12.9M	Buy	+267,000	New	+$12.5M	2.22%	16

Other funds holding GM.PRB

CCM

Cutler Capital Management Worcester, Massachusetts $370M AUM 15.34% 1-Year Est. Return

WOC

West Oak Capital Westlake Village, California $2.52M AUM 17.57% 1-Year Est. Return

Vertex One Asset Management's GM.PRB Position: Q4 2013 in Review

Vertex One Asset Management sold out of GENERAL MTRS CO JR PFD CONV SER B (DE) (GM.PRB) in Q4 2013, closing a stake of 10,000 shares — an estimated $501K sold.

Vertex One Asset Management first reported a position in GM.PRB in Q2 2013 and held it in 2 quarters. The position peaked at $12.9M in Q2 2013. 2 funds tracked by Wall St. Rank hold GM.PRB as of Q4 2013.

Vertex One Asset Management reported no remaining GENERAL MTRS CO JR PFD CONV SER B (DE) position as of Q4 2013 after selling out during the quarter.
Vertex One Asset Management sold 10,000 GENERAL MTRS CO JR PFD CONV SER B (DE) shares in Q4 2013, an estimated $501K.
Vertex One Asset Management first reported a position in GENERAL MTRS CO JR PFD CONV SER B (DE) in Q2 2013 and held it in 2 quarters.
Vertex One Asset Management's GENERAL MTRS CO JR PFD CONV SER B (DE) position peaked at $12.9M in Q2 2013.
2 funds tracked by Wall St. Rank held GENERAL MTRS CO JR PFD CONV SER B (DE) as of Q4 2013.

Based on Vertex One Asset Management's 13F filing for Q4 2013, filed 14 Feb 2014.