Vertex One Asset Management’s NatWest NWG Stock Holding History

Vertex One Asset Management’s Portfolio NWG Stock Details NWG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-4,007,250	Closed	-$47.8M	–	129
2015 Q2	$47.8M	Sell	4,007,250 -74,286	-2%	-$863K	5.51%	1
2015 Q1	$44.4M	Sell	4,081,536 -4,178	-0.1%	-$50.6K	5.24%	1
2014 Q4	$53.3M	Buy	4,085,714 +139,285	+4%	+$1.78M	5.85%	2
2014 Q3	$50.7M	Buy	3,946,429 +849,643	+27%	+$10.6M	5.14%	1
2014 Q2	$37.7M	Buy	3,096,786 +371,429	+14%	+$4.37M	3.78%	5
2014 Q1	$30.5M	Buy	+2,725,357	New	+$32.7M	3.63%	7
2013 Q4	–	Sell	-1,620,357	Closed	-$20.2M	–	109
2013 Q3	$20.2M	Hold	1,620,357	–	–	2.74%	8
2013 Q2	$14.7M	Buy	+1,620,357	New	+$16.3M	2.54%	11

Other funds holding NWG

TGI

Tradewinds Global Investors Los Angeles, California $81.3M AUM 9.21% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Vertex One Asset Management's NWG Position: Q3 2015 in Review

Vertex One Asset Management sold out of NatWest (NWG) in Q3 2015, closing a stake of 4,007,250 shares — an estimated $47.8M sold.

Vertex One Asset Management first reported a position in NWG in Q2 2013 and held it in 8 quarters. The position peaked at $53.3M in Q4 2014. 80 funds tracked by Wall St. Rank hold NWG as of Q3 2015.

Vertex One Asset Management reported no remaining NatWest position as of Q3 2015 after selling out during the quarter.
Vertex One Asset Management sold 4,007,250 NatWest shares in Q3 2015, an estimated $47.8M.
Vertex One Asset Management first reported a position in NatWest in Q2 2013 and held it in 8 quarters.
Vertex One Asset Management's NatWest position peaked at $53.3M in Q4 2014.
80 funds tracked by Wall St. Rank held NatWest as of Q3 2015.

Based on Vertex One Asset Management's 13F filing for Q3 2015, filed 13 Nov 2015.