Verition Fund Management’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-28,000	Closed	-$594K	–	944
2014 Q2	$594K	Buy	+28,000	New	+$594K	0.06%	186