Verition Fund Management’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Verition Fund Management’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-11,871	Closed	-$249K	–	1161
2020 Q2	$249K	Buy	+11,871	New	+$236K	0.01%	873
2018 Q4	–	Sell	-8,623	Closed	-$216K	–	949
2018 Q3	$216K	Sell	8,623 -5,405	-39%	-$137K	0.01%	1150
2018 Q2	$363K	Buy	+14,028	New	+$395K	0.02%	797

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Verition Fund Management's FEM Position: Q3 2020 in Review

Verition Fund Management sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q3 2020, closing a stake of 11,871 shares — an estimated $249K sold.

Verition Fund Management first reported a position in FEM in Q2 2018 and held it in 3 quarters. The position peaked at $363K in Q2 2018. 103 funds tracked by Wall St. Rank hold FEM as of Q3 2020.

Verition Fund Management reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
Verition Fund Management sold 11,871 First Trust Emerging Markets AlphaDEX Fund shares in Q3 2020, an estimated $249K.
Verition Fund Management first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q2 2018 and held it in 3 quarters.
Verition Fund Management's First Trust Emerging Markets AlphaDEX Fund position peaked at $363K in Q2 2018.
103 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q3 2020.

Based on Verition Fund Management's 13F filing for Q3 2020, filed 16 Nov 2020.