USCA RIA’s UBS Group UBS Stock Holding History

USCA RIA’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-20,069	Closed	-$316K	–	473
2018 Q3	$316K	Buy	20,069 +8,500	+73%	+$134K	0.03%	379
2018 Q2	$177K	Buy	11,569 +600	+5%	+$9.76K	0.02%	433
2018 Q1	$194K	Buy	10,969 +297	+3%	+$5.65K	0.02%	414
2017 Q4	$196K	Buy	+10,672	New	+$185K	0.02%	415

Other funds holding UBS

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

USCA RIA's UBS Position: Q4 2018 in Review

USCA RIA sold out of UBS Group (UBS) in Q4 2018, closing a stake of 20,069 shares — an estimated $316K sold.

USCA RIA first reported a position in UBS in Q4 2017 and held it in 4 quarters. The position peaked at $316K in Q3 2018. 315 funds tracked by Wall St. Rank hold UBS as of Q4 2018.

USCA RIA reported no remaining UBS Group position as of Q4 2018 after selling out during the quarter.
USCA RIA sold 20,069 UBS Group shares in Q4 2018, an estimated $316K.
USCA RIA first reported a position in UBS Group in Q4 2017 and held it in 4 quarters.
USCA RIA's UBS Group position peaked at $316K in Q3 2018.
315 funds tracked by Wall St. Rank held UBS Group as of Q4 2018.

Based on USCA RIA's 13F filing for Q4 2018, filed 12 Feb 2019.