USCA RIA’s State Street DoubleLine Total Return Tactical ETF TOTL Stock Holding History

USCA RIA’s Portfolio TOTL Stock Details TOTL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-14,586	Closed	-$718K	–	453
2017 Q3	$718K	Hold	14,586	–	–	0.09%	225
2017 Q2	$718K	Sell	14,586 -300	-2%	-$14.8K	0.09%	226
2017 Q1	$727K	Sell	14,886 -400	-3%	-$19.5K	0.11%	214
2016 Q4	$740K	Sell	15,286 -900	-6%	-$44.3K	0.11%	198
2016 Q3	$812K	Hold	16,186	–	–	0.13%	181
2016 Q2	$808K	Buy	16,186 +310	+2%	+$15.3K	0.14%	175
2016 Q1	$784K	Buy	15,876 +2,908	+22%	+$142K	0.14%	168
2015 Q4	$630K	Buy	12,968 +607	+5%	+$29.8K	0.14%	177
2015 Q3	$612K	Buy	12,361 +2,307	+23%	+$114K	0.15%	166
2015 Q2	$498K	Buy	+10,054	New	+$501K	0.13%	178

Other funds holding TOTL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAI

Capital Advisors Inc Tulsa, Oklahoma $6.22B AUM 22.28% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

USCA RIA's TOTL Position: Q4 2017 in Review

USCA RIA sold out of State Street DoubleLine Total Return Tactical ETF (TOTL) in Q4 2017, closing a stake of 14,586 shares — an estimated $718K sold.

USCA RIA first reported a position in TOTL in Q2 2015 and held it in 10 quarters. The position peaked at $812K in Q3 2016. 267 funds tracked by Wall St. Rank hold TOTL as of Q4 2017.

USCA RIA reported no remaining State Street DoubleLine Total Return Tactical ETF position as of Q4 2017 after selling out during the quarter.
USCA RIA sold 14,586 State Street DoubleLine Total Return Tactical ETF shares in Q4 2017, an estimated $718K.
USCA RIA first reported a position in State Street DoubleLine Total Return Tactical ETF in Q2 2015 and held it in 10 quarters.
USCA RIA's State Street DoubleLine Total Return Tactical ETF position peaked at $812K in Q3 2016.
267 funds tracked by Wall St. Rank held State Street DoubleLine Total Return Tactical ETF as of Q4 2017.

Based on USCA RIA's 13F filing for Q4 2017, filed 9 Feb 2018.