USCA RIA’s Spire SR Stock Holding History

USCA RIA’s Portfolio SR Stock Details SR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-26,746	Closed	-$1.73M	–	417
2016 Q4	$1.73M	Buy	26,746 +1,196	+5%	+$75.2K	0.27%	120
2016 Q3	$1.63M	Buy	+25,550	New	+$1.71M	0.27%	119
2016 Q2	–	Sell	-20,113	Closed	-$1.36M	–	388
2016 Q1	$1.36M	Buy	+20,113	New	+$1.28M	0.25%	114

Other funds holding SR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

USCA RIA's SR Position: Q1 2017 in Review

USCA RIA sold out of Spire (SR) in Q1 2017, closing a stake of 26,746 shares — an estimated $1.73M sold.

USCA RIA first reported a position in SR in Q1 2016 and held it in 3 quarters. The position peaked at $1.73M in Q4 2016. 233 funds tracked by Wall St. Rank hold SR as of Q1 2017.

USCA RIA reported no remaining Spire position as of Q1 2017 after selling out during the quarter.
USCA RIA sold 26,746 Spire shares in Q1 2017, an estimated $1.73M.
USCA RIA first reported a position in Spire in Q1 2016 and held it in 3 quarters.
USCA RIA's Spire position peaked at $1.73M in Q4 2016.
233 funds tracked by Wall St. Rank held Spire as of Q1 2017.

Based on USCA RIA's 13F filing for Q1 2017, filed 1 May 2017.