USCA RIA’s Rockwell Automation ROK Stock Holding History

USCA RIA’s Portfolio ROK Stock Details ROK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-1,127	Closed	-$221K	–	461
2017 Q4	$221K	Buy	+1,127	New	+$215K	0.02%	404
2015 Q2	–	Sell	-9,940	Closed	-$1.15M	–	355
2015 Q1	$1.15M	Buy	+9,940	New	+$1.12M	0.31%	89

Other funds holding ROK

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $20.5B AUM 26.83% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

USCA RIA's ROK Position: Q1 2018 in Review

USCA RIA sold out of Rockwell Automation (ROK) in Q1 2018, closing a stake of 1,127 shares — an estimated $221K sold.

USCA RIA first reported a position in ROK in Q1 2015 and held it in 2 quarters. The position peaked at $1.15M in Q1 2015. 793 funds tracked by Wall St. Rank hold ROK as of Q1 2018.

USCA RIA reported no remaining Rockwell Automation position as of Q1 2018 after selling out during the quarter.
USCA RIA sold 1,127 Rockwell Automation shares in Q1 2018, an estimated $221K.
USCA RIA first reported a position in Rockwell Automation in Q1 2015 and held it in 2 quarters.
USCA RIA's Rockwell Automation position peaked at $1.15M in Q1 2015.
793 funds tracked by Wall St. Rank held Rockwell Automation as of Q1 2018.

Based on USCA RIA's 13F filing for Q1 2018, filed 9 May 2018.