USCA RIA’s Polaris PII Stock Holding History

USCA RIA’s Portfolio PII Stock Details PII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-18,490	Closed	-$1.43M	–	399
2016 Q3	$1.43M	Buy	+18,490	New	+$1.61M	0.24%	129
2016 Q1	–	Sell	-12,589	Closed	-$1.08M	–	387
2015 Q4	$1.08M	Buy	+12,589	New	+$1.33M	0.23%	131
2015 Q3	–	Sell	-7,845	Closed	-$1.16M	–	386
2015 Q2	$1.16M	Buy	+7,845	New	+$1.13M	0.31%	93

Other funds holding PII

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $128B AUM 35.83% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAM

Southernsun Asset Management Memphis, Tennessee $743M AUM 34.03% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

USCA RIA's PII Position: Q4 2016 in Review

USCA RIA sold out of Polaris (PII) in Q4 2016, closing a stake of 18,490 shares — an estimated $1.43M sold.

USCA RIA first reported a position in PII in Q2 2015 and held it in 3 quarters. The position peaked at $1.43M in Q3 2016. 443 funds tracked by Wall St. Rank hold PII as of Q4 2016.

USCA RIA reported no remaining Polaris position as of Q4 2016 after selling out during the quarter.
USCA RIA sold 18,490 Polaris shares in Q4 2016, an estimated $1.43M.
USCA RIA first reported a position in Polaris in Q2 2015 and held it in 3 quarters.
USCA RIA's Polaris position peaked at $1.43M in Q3 2016.
443 funds tracked by Wall St. Rank held Polaris as of Q4 2016.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.