USCA RIA’s PIMCO Dynamic Income Fund PDI Stock Holding History

USCA RIA’s Portfolio PDI Stock Details PDI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-56,481	Closed	-$1.61M	–	397
2016 Q3	$1.61M	Sell	56,481 -3,500	-6%	-$99.4K	0.27%	120
2016 Q2	$1.65M	Buy	59,981 +8,786	+17%	+$237K	0.28%	104
2016 Q1	$1.33M	Buy	+51,195	New	+$1.33M	0.24%	120

Other funds holding PDI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $2.76B AUM 6.75% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

PMLI

Penn Mutual Life Insurance Horsham, Pennsylvania $125M AUM 9.1% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

USCA RIA's PDI Position: Q4 2016 in Review

USCA RIA sold out of PIMCO Dynamic Income Fund (PDI) in Q4 2016, closing a stake of 56,481 shares — an estimated $1.61M sold.

USCA RIA first reported a position in PDI in Q1 2016 and held it in 3 quarters. The position peaked at $1.65M in Q2 2016. 78 funds tracked by Wall St. Rank hold PDI as of Q4 2016.

USCA RIA reported no remaining PIMCO Dynamic Income Fund position as of Q4 2016 after selling out during the quarter.
USCA RIA sold 56,481 PIMCO Dynamic Income Fund shares in Q4 2016, an estimated $1.61M.
USCA RIA first reported a position in PIMCO Dynamic Income Fund in Q1 2016 and held it in 3 quarters.
USCA RIA's PIMCO Dynamic Income Fund position peaked at $1.65M in Q2 2016.
78 funds tracked by Wall St. Rank held PIMCO Dynamic Income Fund as of Q4 2016.

Based on USCA RIA's 13F filing for Q4 2016, filed 9 Feb 2017.