USCA RIA’s NiSource NI Stock Holding History

USCA RIA’s Portfolio NI Stock Details NI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-13,408	Closed	-$344K	–	458
2017 Q4	$344K	Sell	13,408 -12	-0.1%	-$319	0.04%	342
2017 Q3	$340K	Hold	13,420	–	–	0.04%	338
2017 Q2	$340K	Buy	13,420 +8	+0.1%	+$199	0.04%	341
2017 Q1	$319K	Buy	13,412 +308	+2%	+$7.05K	0.05%	335
2016 Q4	$290K	Hold	13,104	–	–	0.04%	328
2016 Q3	$316K	Sell	13,104 -1,500	-10%	-$37.5K	0.05%	307
2016 Q2	$387K	Hold	14,604	–	–	0.07%	272
2016 Q1	$344K	Sell	14,604 -500	-3%	-$10.7K	0.06%	258
2015 Q4	$295K	Hold	15,104	–	–	0.06%	281
2015 Q3	$280K	Sell	15,104 -30,971	-67%	-$530K	0.07%	272
2015 Q2	$825K	Hold	46,075	–	–	0.22%	137
2015 Q1	$799K	Buy	46,075 +21,671	+89%	+$367K	0.21%	132
2014 Q4	$407K	Hold	24,404	–	–	0.11%	210
2014 Q3	$393K	Buy	24,404 +6,072	+33%	+$92.8K	0.12%	192
2014 Q2	$283K	Buy	+18,332	New	+$265K	0.09%	224

Other funds holding NI

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

AllianceBernstein

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Zimmer Partners New York $4.08B AUM 14.2% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $141B AUM 30.34% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return