USCA RIA’s Icahn Enterprises IEP Stock Holding History

USCA RIA’s Portfolio IEP Stock Details IEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-4,000	Closed	-$333K	–	264
2013 Q3	$333K	Hold	4,000	–	–	0.15%	167
2013 Q2	$291K	Buy	+4,000	New	+$294K	0.15%	174

Other funds holding IEP

Icahn Carl Sunny Isles Beach, Florida $8.55B AUM 29.29% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

SCM

SAB Capital Management New York $4.44M AUM 12.21% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

MRI

Mad River Investors Boston, Massachusetts $278M AUM 32.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TYCC

Texas Yale Capital Corp St. Petersburg, Florida $3.52B AUM 52.63% 1-Year Est. Return

USCA RIA's IEP Position: Q4 2013 in Review

USCA RIA sold out of Icahn Enterprises (IEP) in Q4 2013, closing a stake of 4,000 shares — an estimated $333K sold.

USCA RIA first reported a position in IEP in Q2 2013 and held it in 2 quarters. The position peaked at $333K in Q3 2013. 76 funds tracked by Wall St. Rank hold IEP as of Q4 2013.

USCA RIA reported no remaining Icahn Enterprises position as of Q4 2013 after selling out during the quarter.
USCA RIA sold 4,000 Icahn Enterprises shares in Q4 2013, an estimated $333K.
USCA RIA first reported a position in Icahn Enterprises in Q2 2013 and held it in 2 quarters.
USCA RIA's Icahn Enterprises position peaked at $333K in Q3 2013.
76 funds tracked by Wall St. Rank held Icahn Enterprises as of Q4 2013.

Based on USCA RIA's 13F filing for Q4 2013, filed 5 Feb 2014.