USCA RIA’s High Yield ETF HYLD Stock Holding History

USCA RIA’s Portfolio HYLD Stock Details HYLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,380	Closed	-$218K	–	396
2015 Q2	$218K	Sell	5,380 -250	-4%	-$10.4K	0.06%	306
2015 Q1	$233K	Buy	+5,630	New	+$234K	0.06%	299

Other funds holding HYLD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BCM

Bluefin Capital Management New York $156M AUM 18.47% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WGCA

Wolf Group Capital Advisors Fairfax, Virginia $298M AUM 8.97% 1-Year Est. Return

HIM

Hillsdale Investment Management Toronto, Ontario, Canada $3.68B AUM 62.12% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

USCA RIA's HYLD Position: Q3 2015 in Review

USCA RIA sold out of High Yield ETF (HYLD) in Q3 2015, closing a stake of 5,380 shares — an estimated $218K sold.

USCA RIA first reported a position in HYLD in Q1 2015 and held it in 2 quarters. The position peaked at $233K in Q1 2015. 50 funds tracked by Wall St. Rank hold HYLD as of Q3 2015.

USCA RIA reported no remaining High Yield ETF position as of Q3 2015 after selling out during the quarter.
USCA RIA sold 5,380 High Yield ETF shares in Q3 2015, an estimated $218K.
USCA RIA first reported a position in High Yield ETF in Q1 2015 and held it in 2 quarters.
USCA RIA's High Yield ETF position peaked at $233K in Q1 2015.
50 funds tracked by Wall St. Rank held High Yield ETF as of Q3 2015.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.