USCA RIA’s VanEck High Yield Muni ETF HYD Stock Holding History

USCA RIA’s Portfolio HYD Stock Details HYD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-9,266	Closed	-$567K	–	253
2013 Q2	$567K	Buy	+9,266	New	+$601K	0.28%	97

Other funds holding HYD

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

Nuveen Charlotte, North Carolina $419B AUM 43.02% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $302B AUM 26.44% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $14.3B AUM 34.42% 1-Year Est. Return

USCA RIA's HYD Position: Q3 2013 in Review

USCA RIA sold out of VanEck High Yield Muni ETF (HYD) in Q3 2013, closing a stake of 9,266 shares — an estimated $567K sold.

USCA RIA first reported a position in HYD in Q2 2013 and held it in 1 quarter. The position peaked at $567K in Q2 2013. 72 funds tracked by Wall St. Rank hold HYD as of Q3 2013.

USCA RIA reported no remaining VanEck High Yield Muni ETF position as of Q3 2013 after selling out during the quarter.
USCA RIA sold 9,266 VanEck High Yield Muni ETF shares in Q3 2013, an estimated $567K.
USCA RIA first reported a position in VanEck High Yield Muni ETF in Q2 2013 and held it in 1 quarter.
USCA RIA's VanEck High Yield Muni ETF position peaked at $567K in Q2 2013.
72 funds tracked by Wall St. Rank held VanEck High Yield Muni ETF as of Q3 2013.

Based on USCA RIA's 13F filing for Q3 2013, filed 14 Nov 2013.