UR
FIF

USCA RIA’s FIRST TRUST ENERGY INFRASTRUCTURE FUND FIF Stock Holding History

USCA RIA’s Portfolio FIF Stock Details FIF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-17,030
Closed -$351K – 395
2015
Q2 		$351K Sell
17,030
-985
-5% -$21.9K 0.09% 224
2015
Q1 		$411K Buy
18,015
+2,515
+16% +$57.4K 0.11% 209
2014
Q4 		$369K Buy
+15,500
New +$359K 0.1% 225

Other funds holding FIF

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
EM
EnTrustPermal Management New York $240M AUM 25.21% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

USCA RIA's FIF Position: Q3 2015 in Review

USCA RIA sold out of FIRST TRUST ENERGY INFRASTRUCTURE FUND (FIF) in Q3 2015, closing a stake of 17,030 shares — an estimated $351K sold.

USCA RIA first reported a position in FIF in Q4 2014 and held it in 3 quarters. The position peaked at $411K in Q1 2015. 36 funds tracked by Wall St. Rank hold FIF as of Q3 2015.

  • USCA RIA reported no remaining FIRST TRUST ENERGY INFRASTRUCTURE FUND position as of Q3 2015 after selling out during the quarter.
  • USCA RIA sold 17,030 FIRST TRUST ENERGY INFRASTRUCTURE FUND shares in Q3 2015, an estimated $351K.
  • USCA RIA first reported a position in FIRST TRUST ENERGY INFRASTRUCTURE FUND in Q4 2014 and held it in 3 quarters.
  • USCA RIA's FIRST TRUST ENERGY INFRASTRUCTURE FUND position peaked at $411K in Q1 2015.
  • 36 funds tracked by Wall St. Rank held FIRST TRUST ENERGY INFRASTRUCTURE FUND as of Q3 2015.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.