UR
CPN

USCA RIA’s Calpine Corporation CPN Stock Holding History

USCA RIA’s Portfolio CPN Stock Details CPN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-10,450
Closed -$188K – 402
2015
Q2 		$188K Sell
10,450
-255
-2% -$5.32K 0.05% 326
2015
Q1 		$245K Buy
10,705
+1,050
+11% +$22.6K 0.07% 286
2014
Q4 		$214K Buy
+9,655
New +$214K 0.06% 294

Other funds holding CPN

Hotchkis & Wiley Capital Management
Hotchkis & Wiley Capital Management Los Angeles, California $34.3B AUM 22.63% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
LPPI
LS Power Partners II New York $37.8M AUM 18.01% 1-Year Est. Return
Harris Associates
Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
CC
Carlson Capital Dallas, Texas $494M AUM 23.45% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
PI
Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
CLM
ClearBridge LLC (Maryland) Baltimore, Maryland $329M AUM 9.73% 1-Year Est. Return

USCA RIA's CPN Position: Q3 2015 in Review

USCA RIA sold out of Calpine Corporation (CPN) in Q3 2015, closing a stake of 10,450 shares — an estimated $188K sold.

USCA RIA first reported a position in CPN in Q4 2014 and held it in 3 quarters. The position peaked at $245K in Q1 2015. 319 funds tracked by Wall St. Rank hold CPN as of Q3 2015.

  • USCA RIA reported no remaining Calpine Corporation position as of Q3 2015 after selling out during the quarter.
  • USCA RIA sold 10,450 Calpine Corporation shares in Q3 2015, an estimated $188K.
  • USCA RIA first reported a position in Calpine Corporation in Q4 2014 and held it in 3 quarters.
  • USCA RIA's Calpine Corporation position peaked at $245K in Q1 2015.
  • 319 funds tracked by Wall St. Rank held Calpine Corporation as of Q3 2015.

Based on USCA RIA's 13F filing for Q3 2015, filed 13 Nov 2015.